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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSP
1001
DELISTED
HOSPIRA INC
HSP
$2K ﹤0.01%
20
-29
-59% -$2.55K
PLD
1002
DELISTED
PROLOGIS
PLD
$2K ﹤0.01%
67
-100
-60% -$2.98K
ACLS icon
1003
Axcelis
ACLS
$4.25B
$1K ﹤0.01%
86
– –
AIZ icon
1004
Assurant
AIZ
$14.5B
$1K ﹤0.01%
+22
New +$1.42K
BBY icon
1005
Best Buy
BBY
$17.1B
$1K ﹤0.01%
+43
New +$1.52K
BDC icon
1006
Belden
BDC
$5.06B
$1K ﹤0.01%
14
– –
BLDP
1007
Ballard Power Systems
BLDP
$760M
$1K ﹤0.01%
600
+500
+500% +$1.1K
CPRI icon
1008
Capri Holdings
CPRI
$1.7B
$1K ﹤0.01%
28
+6
+27% +$338
CWI icon
1009
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$1K ﹤0.01%
+29
New +$697
B
1010
Barrick Mining
B
$73.1B
$1K ﹤0.01%
126
-50
-28% -$610
IART icon
1011
Integra LifeSciences
IART
$1.35B
$1K ﹤0.01%
+34
New +$906
IEP icon
1012
Icahn Enterprises
IEP
$5.39B
$1K ﹤0.01%
8
– –
IMNN icon
1013
Imunon
IMNN
$6.81M
– –
0
– –
KIM icon
1014
Kimco Realty
KIM
$16.5B
$1K ﹤0.01%
+24
New +$586
NMFC icon
1015
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
+100
New +$1.48K
NTGR icon
1016
NETGEAR
NTGR
$616M
$1K ﹤0.01%
25
– –
NWSA icon
1017
News Corp Class A
NWSA
$15.6B
$1K ﹤0.01%
41
+14
+52% +$215
PAG icon
1018
Penske Automotive Group
PAG
$14.3B
$1K ﹤0.01%
10
– –
PALL icon
1019
abrdn Physical Palladium Shares ETF
PALL
$664M
$1K ﹤0.01%
+115
New +$1.69K
PFN
1020
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PPT
1021
Franklin Premier Income Trust
PPT
$327M
$1K ﹤0.01%
+139
New +$727
PWV icon
1022
Invesco Large Cap Value ETF
PWV
$1.71B
$1K ﹤0.01%
+46
New +$1.44K
QAI icon
1023
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$1K ﹤0.01%
25
– –
RGT
1024
Royce Global Value Trust
RGT
$100M
$1K ﹤0.01%
62
– –
RPM icon
1025
RPM International
RPM
$14.9B
$1K ﹤0.01%
27
– –
39 40
41
42 43

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.