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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
976
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$23K ﹤0.01%
1,025
– –
SLM icon
977
SLM Corp
SLM
$5.11B
$23K ﹤0.01%
1,322
– –
ST icon
978
Sensata Technologies
ST
$6.73B
$23K ﹤0.01%
406
– –
USA icon
979
Liberty All-Star Equity Fund
USA
$1.87B
$23K ﹤0.01%
3,131
+83
+3% +$606
PCI
980
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$23K ﹤0.01%
1,040
– –
ALRM icon
981
Alarm.com
ALRM
$2.77B
$22K ﹤0.01%
261
– –
AXTA icon
982
Axalta
AXTA
$7.98B
$22K ﹤0.01%
775
– –
BMRN icon
983
BioMarin Pharmaceuticals
BMRN
$13.5B
$22K ﹤0.01%
+294
New +$24K
ESS icon
984
Essex Property Trust
ESS
$18.2B
$22K ﹤0.01%
83
+41
+98% +$10.6K
PPLI
985
People Inc
PPLI
$2.97B
$22K ﹤0.01%
191
– –
JLL icon
986
Jones Lang LaSalle
JLL
$16.7B
$22K ﹤0.01%
128
– –
LEGR icon
987
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$22K ﹤0.01%
+565
New +$22.4K
LYFT icon
988
Lyft
LYFT
$6.64B
$22K ﹤0.01%
357
– –
ORI icon
989
Old Republic International
ORI
$10.2B
$22K ﹤0.01%
+1,047
New +$21K
POR icon
990
Portland General Electric
POR
$5.69B
$22K ﹤0.01%
479
+205
+75% +$8.95K
SRE icon
991
Sempra
SRE
$55.9B
$22K ﹤0.01%
336
-930
-73% -$57.8K
UNOV icon
992
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$22K ﹤0.01%
787
– –
WAT icon
993
Waters Corp
WAT
$40.7B
$22K ﹤0.01%
80
– –
SRCL
994
DELISTED
Stericycle Inc
SRCL
$22K ﹤0.01%
328
– –
JPS
995
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$22K ﹤0.01%
2,284
– –
ABNB icon
996
Airbnb
ABNB
$111B
$21K ﹤0.01%
+113
New +$20.9K
ALE
997
DELISTED
Allete
ALE
$21K ﹤0.01%
327
+121
+59% +$7.93K
BFAM icon
998
Bright Horizons
BFAM
$3.76B
$21K ﹤0.01%
124
+4
+3% +$659
CHKP icon
999
Check Point Software Technologies
CHKP
$13.2B
$21K ﹤0.01%
188
-289
-61% -$34.8K
ERII icon
1000
Energy Recovery
ERII
$394M
$21K ﹤0.01%
1,158
– –
38 39
40
41 42

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.