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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDG icon
976
American Century Focused Dynamic Growth ETF
FDG
$428M
$16K ﹤0.01%
221
-473
-68% -$32.6K
FE icon
977
FirstEnergy
FE
$27.2B
$16K ﹤0.01%
544
-3
-0.5% -$90
FNF icon
978
Fidelity National Financial
FNF
$13.1B
$16K ﹤0.01%
431
– –
IHE icon
979
iShares US Pharmaceuticals ETF
IHE
$1.65B
$16K ﹤0.01%
+270
New +$15.4K
MHK icon
980
Mohawk Industries
MHK
$9.44B
$16K ﹤0.01%
114
– –
MSM icon
981
MSC Industrial Direct
MSM
$6.74B
$16K ﹤0.01%
200
– –
NPO icon
982
Enpro
NPO
$7.15B
$16K ﹤0.01%
225
– –
RPG icon
983
Invesco S&P 500 Pure Growth ETF
RPG
$2.1B
$16K ﹤0.01%
500
– –
SLM icon
984
SLM Corp
SLM
$5.22B
$16K ﹤0.01%
1,322
-5
-0.4% -$53
SPYC icon
985
Simplify US Equity PLUS Convexity ETF
SPYC
$121M
$16K ﹤0.01%
+600
New +$15.4K
STX icon
986
Seagate
STX
$209B
$16K ﹤0.01%
273
– –
THC icon
987
Tenet Healthcare
THC
$21.5B
$16K ﹤0.01%
401
– –
UGI icon
988
UGI
UGI
$7.53B
$16K ﹤0.01%
485
-2
-0.4% -$70
WAB icon
989
Wabtec
WAB
$50.1B
$16K ﹤0.01%
219
-16
-7% -$1.09K
AAL icon
990
American Airlines Group
AAL
$9.98B
$15K ﹤0.01%
973
-93
-9% -$1.29K
AMN icon
991
AMN Healthcare
AMN
$1.32B
$15K ﹤0.01%
232
-3
-1% -$196
AVNS
992
DELISTED
Avanos Medical
AVNS
$15K ﹤0.01%
333
– –
BAC.PRL icon
993
Bank of America Series L
BAC.PRL
$4.01B
$15K ﹤0.01%
10
– –
DXJ icon
994
WisdomTree Japan Hedged Equity Fund
DXJ
$7.56B
$15K ﹤0.01%
284
– –
EA
995
DELISTED
Electronic Arts
EA
$15K ﹤0.01%
105
+13
+14% +$1.68K
EPP icon
996
iShares MSCI Pacific ex Japan ETF
EPP
$2.25B
$15K ﹤0.01%
328
– –
ERII icon
997
Energy Recovery
ERII
$400M
$15K ﹤0.01%
1,158
– –
HCSG icon
998
Healthcare Services Group
HCSG
$1.45B
$15K ﹤0.01%
557
-9
-2% -$218
ILPT
999
Industrial Logistics Properties Trust
ILPT
$609M
$15K ﹤0.01%
+686
New +$15K
ITUB icon
1000
Itaú Unibanco
ITUB
$81.3B
$15K ﹤0.01%
3,414
-8
-0.2% -$30
38 39
40
41 42

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.