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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPIC
976
DELISTED
TPI Composites
TPIC
$13K ﹤0.01%
574
– –
TRI icon
977
Thomson Reuters
TRI
$45.4B
$13K ﹤0.01%
184
+142
+338% +$10.3K
WTMF icon
978
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$13K ﹤0.01%
+382
New +$13.6K
CERN
979
DELISTED
Cerner Corp
CERN
$13K ﹤0.01%
202
+1
+0.5% +$69
ABEV icon
980
Ambev
ABEV
$44B
$12K ﹤0.01%
4,630
+190
+4% +$448
AOS icon
981
A.O. Smith
AOS
$8.65B
$12K ﹤0.01%
274
– –
BBH icon
982
VanEck Biotech ETF
BBH
$428M
$12K ﹤0.01%
76
– –
BXC icon
983
BlueLinx
BXC
$706M
$12K ﹤0.01%
1,500
– –
BXMT icon
984
Blackstone Mortgage Trust
BXMT
$2.47B
$12K ﹤0.01%
500
– –
EFV icon
985
iShares MSCI EAFE Value ETF
EFV
$30B
$12K ﹤0.01%
+312
New +$11.9K
EQNR icon
986
Equinor
EQNR
$97.2B
$12K ﹤0.01%
858
+263
+44% +$3.69K
EXPO icon
987
Exponent
EXPO
$3.25B
$12K ﹤0.01%
149
– –
FCX icon
988
Freeport-McMoran
FCX
$96.4B
$12K ﹤0.01%
1,106
– –
FNF icon
989
Fidelity National Financial
FNF
$12.8B
$12K ﹤0.01%
431
+122
+39% +$3.36K
MOAT icon
990
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$12K ﹤0.01%
242
– –
PBH icon
991
Prestige Consumer Healthcare
PBH
$2.54B
$12K ﹤0.01%
346
– –
RPG icon
992
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$12K ﹤0.01%
500
-2,485
-83% -$59.2K
SA
993
Seabridge Gold
SA
$3.45B
$12K ﹤0.01%
713
– –
THO icon
994
Thor Industries
THO
$4.23B
$12K ﹤0.01%
114
– –
TRP icon
995
TC Energy
TRP
$66.3B
$12K ﹤0.01%
300
– –
WK icon
996
Workiva
WK
$3.76B
$12K ﹤0.01%
+226
New +$9.26K
XOP icon
997
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$12K ﹤0.01%
239
+129
+117% +$6.51K
NBIS
998
Nebius Group N.V.
NBIS
$49B
$12K ﹤0.01%
241
– –
QVCGA
999
DELISTED
QVC Group Inc Series A
QVCGA
$12K ﹤0.01%
27
+5
+23% +$1.95K
MNDT
1000
DELISTED
Mandiant, Inc. Common Stock
MNDT
$12K ﹤0.01%
995
– –
38 39
40
41 42

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.