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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRTC icon
976
iRhythm Holdings
IRTC
$4.06B
$9K ﹤0.01%
+120
New +$9.95K
IWL icon
977
iShares Russell Top 200 ETF
IWL
$2.29B
$9K ﹤0.01%
155
– –
MGEE icon
978
MGE Energy Inc
MGEE
$3.06B
$9K ﹤0.01%
150
– –
MIDU icon
979
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$9K ﹤0.01%
819
+521
+175% +$19.6K
MPT
980
Medical Properties Trust
MPT
$2.51B
$9K ﹤0.01%
533
– –
NEA icon
981
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$9K ﹤0.01%
710
– –
NTLA icon
982
Intellia Therapeutics
NTLA
$1.66B
$9K ﹤0.01%
744
– –
OLLI icon
983
Ollie's Bargain Outlet
OLLI
$4.7B
$9K ﹤0.01%
195
+179
+1,119% +$9.18K
PBT
984
Permian Basin Royalty Trust
PBT
$1.56B
$9K ﹤0.01%
3,510
+122
+4% +$443
PFG icon
985
Principal Financial Group
PFG
$24.6B
$9K ﹤0.01%
300
– –
PHM icon
986
Pultegroup
PHM
$24.9B
$9K ﹤0.01%
434
– –
RWO icon
987
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$9K ﹤0.01%
274
-23
-8% -$1.09K
RWX icon
988
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$9K ﹤0.01%
352
+125
+55% +$4.43K
NATI
989
DELISTED
National Instruments Corp
NATI
$9K ﹤0.01%
280
-3
-1% -$120
AMLP icon
990
Alerian MLP ETF
AMLP
$13.1B
$8K ﹤0.01%
505
+353
+232% +$12K
BBVA icon
991
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$8K ﹤0.01%
2,881
– –
BL icon
992
BlackLine
BL
$1.82B
$8K ﹤0.01%
161
-816
-84% -$47.7K
EMB icon
993
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$8K ﹤0.01%
87
-870
-91% -$95.9K
ERII icon
994
Energy Recovery
ERII
$399M
$8K ﹤0.01%
+1,158
New +$11K
HEZU icon
995
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$590M
$8K ﹤0.01%
345
– –
HYD icon
996
VanEck High Yield Muni ETF
HYD
$4.42B
$8K ﹤0.01%
165
– –
ILCV icon
997
iShares Morningstar Value ETF
ILCV
$1.36B
$8K ﹤0.01%
198
– –
IRBT
998
DELISTED
iRobot
IRBT
$8K ﹤0.01%
202
– –
JLL icon
999
Jones Lang LaSalle
JLL
$17B
$8K ﹤0.01%
86
+68
+378% +$10.2K
LVS icon
1000
Las Vegas Sands
LVS
$29.6B
$8K ﹤0.01%
194
+109
+128% +$6.6K
38 39
40
41 42

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.