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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
976
Essex Property Trust
ESS
$18.5B
$11K ﹤0.01%
40
– –
EXLS icon
977
EXL Service
EXLS
$5.29B
$11K ﹤0.01%
840
+240
+40% +$2.94K
FMX icon
978
Fomento Económico Mexicano
FMX
$41.7B
$11K ﹤0.01%
123
+44
+56% +$4.26K
GSHD icon
979
Goosehead Insurance
GSHD
$2.32B
$11K ﹤0.01%
240
– –
HDEF icon
980
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$11K ﹤0.01%
500
-700
-58% -$16.1K
HPE icon
981
Hewlett Packard
HPE
$70.5B
$11K ﹤0.01%
757
+3
+0.4% +$45
IBN icon
982
ICICI Bank
IBN
$108B
$11K ﹤0.01%
886
– –
IFF icon
983
International Flavors & Fragrances
IFF
$21.9B
$11K ﹤0.01%
76
– –
LBTYK icon
984
Liberty Global Class C
LBTYK
$3.49B
$11K ﹤0.01%
448
– –
MOAT icon
985
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$11K ﹤0.01%
242
– –
NCLH icon
986
Norwegian Cruise Line
NCLH
$8.84B
$11K ﹤0.01%
220
-12
-5% -$667
NEM icon
987
Newmont
NEM
$119B
$11K ﹤0.01%
304
– –
NEOG icon
988
Neogen
NEOG
$2.5B
$11K ﹤0.01%
380
+216
+132% +$6.36K
NXPI icon
989
NXP Semiconductors
NXPI
$60.4B
$11K ﹤0.01%
+120
New +$11.6K
PEY icon
990
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$11K ﹤0.01%
610
– –
REG icon
991
Regency Centers
REG
$14.1B
$11K ﹤0.01%
177
– –
SEE
992
DELISTED
Sealed Air
SEE
$11K ﹤0.01%
275
– –
TRIP icon
993
TripAdvisor
TRIP
$1.26B
$11K ﹤0.01%
250
– –
TRN icon
994
Trinity Industries
TRN
$2.38B
$11K ﹤0.01%
+545
New +$11.6K
WOLF icon
995
Wolfspeed
WOLF
$1.71B
$11K ﹤0.01%
198
– –
GAP
996
The Gap Inc
GAP
$7.37B
$11K ﹤0.01%
635
-61
-9% -$1.37K
JBTM
997
JBT Marel
JBTM
$6.39B
$11K ﹤0.01%
92
– –
NATI
998
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
284
+1
+0.4% +$43
RSX
999
DELISTED
VanEck Russia ETF
RSX
$11K ﹤0.01%
500
– –
MNDT
1000
DELISTED
Mandiant, Inc. Common Stock
MNDT
$11K ﹤0.01%
754
+77
+11% +$1.18K
38 39
40
41 42

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.