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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALRM icon
976
Alarm.com
ALRM
$2.85B
$7K ﹤0.01%
129
– –
AMN icon
977
AMN Healthcare
AMN
$1.4B
$7K ﹤0.01%
132
– –
BCX icon
978
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$7K ﹤0.01%
836
– –
BKT icon
979
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
426
– –
CBOE icon
980
Cboe Global Markets
CBOE
$29.9B
$7K ﹤0.01%
75
– –
CPRT icon
981
Copart
CPRT
$27.5B
$7K ﹤0.01%
584
– –
CXW icon
982
CoreCivic
CXW
$3.19B
$7K ﹤0.01%
316
– –
DLB icon
983
Dolby
DLB
$5.79B
$7K ﹤0.01%
105
– –
EHI
984
Western Asset Global High Income Fund
EHI
$178M
$7K ﹤0.01%
820
– –
ENOV icon
985
Enovis
ENOV
$1.53B
$7K ﹤0.01%
114
+7
+7% +$399
EXLS icon
986
EXL Service
EXLS
$5.29B
$7K ﹤0.01%
600
– –
FAX
987
abrdn Asia-Pacific Income Fund
FAX
$600M
$7K ﹤0.01%
289
– –
FCPT icon
988
Four Corners Property Trust
FCPT
$2.75B
$7K ﹤0.01%
273
+88
+48% +$2.27K
HACK icon
989
Amplify Cybersecurity ETF
HACK
$2.91B
$7K ﹤0.01%
181
– –
HDB icon
990
HDFC Bank
HDB
$121B
$7K ﹤0.01%
304
– –
HIG icon
991
Hartford Financial Services
HIG
$39.3B
$7K ﹤0.01%
147
+6
+4% +$308
HUM icon
992
Humana
HUM
$46.2B
$7K ﹤0.01%
21
– –
IBN icon
993
ICICI Bank
IBN
$108B
$7K ﹤0.01%
886
– –
IGOV icon
994
iShares International Treasury Bond ETF
IGOV
$1.54B
$7K ﹤0.01%
164
+10
+6% +$487
IYY icon
995
iShares Dow Jones US ETF
IYY
$3.07B
$7K ﹤0.01%
108
– –
MDY icon
996
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$7K ﹤0.01%
20
– –
MMS icon
997
Maximus
MMS
$3.1B
$7K ﹤0.01%
112
-2
-2% -$130
NGG icon
998
National Grid
NGG
$81.3B
$7K ﹤0.01%
+155
New +$7.38K
PSCD icon
999
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24.4M
$7K ﹤0.01%
115
– –
PSCF icon
1000
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$7K ﹤0.01%
132
– –
38 39
40
41 42

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.