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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
976
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
247
– –
PFG icon
977
Principal Financial Group
PFG
$24.4B
$6K ﹤0.01%
100
-100
-50% -$6.58K
SDOG icon
978
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$6K ﹤0.01%
147
+2
+1% +$92
SHG icon
979
Shinhan Financial Group
SHG
$34.5B
$6K ﹤0.01%
158
– –
SKT icon
980
Tanger
SKT
$4.44B
$6K ﹤0.01%
300
-2,050
-87% -$48.1K
SNA icon
981
Snap-on
SNA
$21.3B
$6K ﹤0.01%
47
– –
SONY icon
982
Sony
SONY
$140B
$6K ﹤0.01%
670
-380
-36% -$3.74K
SPXC icon
983
SPX Corp
SPXC
$10.7B
$6K ﹤0.01%
208
– –
SRE icon
984
Sempra
SRE
$55.2B
$6K ﹤0.01%
116
-84
-42% -$4.53K
SSL icon
985
Sasol
SSL
$7.39B
$6K ﹤0.01%
192
– –
THO icon
986
Thor Industries
THO
$4.14B
$6K ﹤0.01%
58
-28
-33% -$3.74K
VAC icon
987
Marriott Vacations Worldwide
VAC
$3.93B
$6K ﹤0.01%
45
– –
VBK icon
988
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$6K ﹤0.01%
+38
New +$6.27K
VVR icon
989
Invesco Senior Income Trust
VVR
$459M
$6K ﹤0.01%
1,468
-594
-29% -$2.63K
WDC icon
990
Western Digital
WDC
$152B
$6K ﹤0.01%
98
+20
+26% +$1.35K
WES icon
991
Western Midstream Partners
WES
$19.6B
$6K ﹤0.01%
199
– –
WST icon
992
West Pharmaceutical
WST
$25B
$6K ﹤0.01%
77
– –
WU icon
993
Western Union
WU
$2.17B
$6K ﹤0.01%
315
– –
CPAY icon
994
Corpay
CPAY
$26.2B
$6K ﹤0.01%
33
– –
BECN
995
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
122
– –
LSXMA
996
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
231
– –
NS
997
DELISTED
NuStar Energy L.P.
NS
$6K ﹤0.01%
300
– –
CTXS
998
DELISTED
Citrix Systems Inc
CTXS
$6K ﹤0.01%
74
-235
-76% -$21.6K
VTA
999
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6K ﹤0.01%
516
– –
WFT
1000
DELISTED
Weatherford International plc
WFT
$6K ﹤0.01%
2,640
– –
38 39
40
41 42

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.