We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
976
DELISTED
Big Lots, Inc.
BIG
$6K ﹤0.01%
+123
New +$6.67K
LSXMA
977
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
231
– –
TWOU
978
DELISTED
2U Inc
TWOU
$6K ﹤0.01%
4
– –
RAD
979
DELISTED
Rite Aid Corporation
RAD
$6K ﹤0.01%
160
– –
SHI
980
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$6K ﹤0.01%
+112
New +$6.66K
VTA
981
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6K ﹤0.01%
516
– –
APU
982
DELISTED
AmeriGas Partners, L.P.
APU
$6K ﹤0.01%
138
+3
+2% +$135
IVTY
983
DELISTED
Invuity, Inc
IVTY
$6K ﹤0.01%
1,000
– –
OA
984
DELISTED
Orbital ATK, Inc.
OA
$6K ﹤0.01%
50
– –
WPZ
985
DELISTED
Williams Partners L.P.
WPZ
$6K ﹤0.01%
179
– –
REV
986
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
297
-290
-49% -$6.43K
MBT
987
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6K ﹤0.01%
628
– –
ORBC
988
DELISTED
ORBCOMM, Inc.
ORBC
$6K ﹤0.01%
644
– –
ARI
989
Apollo Commercial Real Estate
ARI
$884M
$5K ﹤0.01%
300
– –
ASIX icon
990
AdvanSix
ASIX
$429M
$5K ﹤0.01%
131
– –
BKD icon
991
Brookdale Senior Living
BKD
$3.43B
$5K ﹤0.01%
517
– –
CRH icon
992
CRH
CRH
$66.2B
$5K ﹤0.01%
+153
New +$5.48K
DORM icon
993
Dorman Products
DORM
$4.13B
$5K ﹤0.01%
96
– –
DSU icon
994
BlackRock Debt Strategies Fund
DSU
$596M
$5K ﹤0.01%
436
– –
ETY icon
995
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5K ﹤0.01%
440
– –
HACK icon
996
Amplify Cybersecurity ETF
HACK
$2.91B
$5K ﹤0.01%
181
– –
HSTM icon
997
HealthStream
HSTM
$851M
$5K ﹤0.01%
221
– –
IIM icon
998
Invesco Value Municipal Income Trust
IIM
$597M
$5K ﹤0.01%
362
– –
INTU icon
999
Intuit
INTU
$91.2B
$5K ﹤0.01%
37
-6
-14% -$914
MQY icon
1000
BlackRock MuniYield Quality Fund
MQY
$815M
$5K ﹤0.01%
335
– –
38 39
40
41 42

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.