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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
976
Ionis Pharmaceuticals
IONS
$9.26B
$5K ﹤0.01%
98
– –
IVZ icon
977
Invesco
IVZ
$14B
$5K ﹤0.01%
144
-135
-48% -$4.61K
LBRDA icon
978
Liberty Broadband Class A
LBRDA
$5.15B
$5K ﹤0.01%
57
– –
MD icon
979
Pediatrix Medical
MD
$2.19B
$5K ﹤0.01%
127
– –
MQY icon
980
BlackRock MuniYield Quality Fund
MQY
$815M
$5K ﹤0.01%
+335
New +$5.27K
NEOG icon
981
Neogen
NEOG
$2.48B
$5K ﹤0.01%
179
– –
NOBL icon
982
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$5K ﹤0.01%
186
– –
IMDX
983
Insight Molecular Diagnostics
IMDX
$154M
$5K ﹤0.01%
43
– –
PCAR icon
984
PACCAR
PCAR
$69.6B
$5K ﹤0.01%
104
-211
-67% -$9.52K
P
985
Everpure Inc
P
$29.5B
$5K ﹤0.01%
374
– –
RWK icon
986
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
100
– –
SSL icon
987
Sasol
SSL
$7.12B
$5K ﹤0.01%
192
– –
STZ icon
988
Constellation Brands
STZ
$23.3B
$5K ﹤0.01%
+25
New +$4.95K
TLT icon
989
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$5K ﹤0.01%
43
– –
URE icon
990
ProShares Ultra Real Estate
URE
$59.9M
$5K ﹤0.01%
80
– –
VAC icon
991
Marriott Vacations Worldwide
VAC
$4.28B
$5K ﹤0.01%
45
– –
VOX icon
992
Vanguard Communication Services ETF
VOX
$5.75B
$5K ﹤0.01%
53
– –
WIW
993
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5K ﹤0.01%
451
– –
WTM icon
994
White Mountains Insurance
WTM
$5.35B
$5K ﹤0.01%
6
– –
CPAY icon
995
Corpay
CPAY
$25.7B
$5K ﹤0.01%
33
– –
PAMT
996
PAMT Corp
PAMT
$284M
$5K ﹤0.01%
1,000
– –
NOVN
997
DELISTED
Novan, Inc. Common Stock
NOVN
$5K ﹤0.01%
+100
New +$4.75K
SINA
998
DELISTED
Sina Corp
SINA
$5K ﹤0.01%
+46
New +$4.65K
MNK
999
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$5K ﹤0.01%
156
– –
WAGE
1000
DELISTED
WageWorks, Inc.
WAGE
$5K ﹤0.01%
85
– –
38 39
40
41 42

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.