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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
976
iShares MSCI United Kingdom ETF
EWU
$4.16B
$5K ﹤0.01%
+165
New +$5.25K
EXI icon
977
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
+65
New +$5.12K
HACK icon
978
Amplify Cybersecurity ETF
HACK
$2.89B
$5K ﹤0.01%
181
– –
HSTM icon
979
HealthStream
HSTM
$841M
$5K ﹤0.01%
241
– –
IGOV icon
980
iShares International Treasury Bond ETF
IGOV
$1.54B
$5K ﹤0.01%
120
+8
+7% +$362
IIM icon
981
Invesco Value Municipal Income Trust
IIM
$597M
$5K ﹤0.01%
362
– –
OPLN
982
Openlane
OPLN
$4.61B
$5K ﹤0.01%
341
– –
LBRDA icon
983
Liberty Broadband Class A
LBRDA
$5.17B
$5K ﹤0.01%
62
– –
MAN icon
984
ManpowerGroup
MAN
$2.67B
$5K ﹤0.01%
50
– –
NOBL icon
985
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$5K ﹤0.01%
186
– –
IMDX
986
Insight Molecular Diagnostics
IMDX
$154M
$5K ﹤0.01%
43
– –
PHI icon
987
PLDT
PHI
$4.31B
$5K ﹤0.01%
162
– –
RWK icon
988
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$5K ﹤0.01%
100
– –
RWX icon
989
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$5K ﹤0.01%
140
– –
SPXC icon
990
SPX Corp
SPXC
$10.7B
$5K ﹤0.01%
208
– –
TLT icon
991
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$5K ﹤0.01%
43
– –
TS icon
992
Tenaris
TS
$26.9B
$5K ﹤0.01%
168
-81
-33% -$2.76K
TV icon
993
Televisa
TV
$1.51B
$5K ﹤0.01%
227
– –
VOX icon
994
Vanguard Communication Services ETF
VOX
$5.76B
$5K ﹤0.01%
53
– –
VRTX icon
995
Vertex Pharmaceuticals
VRTX
$124B
$5K ﹤0.01%
46
– –
WBD icon
996
Warner Bros
WBD
$67B
$5K ﹤0.01%
197
– –
WIW
997
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5K ﹤0.01%
451
– –
MIC
998
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
69
– –
DISCK
999
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5K ﹤0.01%
177
– –
VTA
1000
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
410
– –
38 39
40
41 42

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.