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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAN icon
976
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
PEG icon
977
Public Service Enterprise Group
PEG
$37.7B
$4K ﹤0.01%
94
– –
PHI icon
978
PLDT
PHI
$4.33B
$4K ﹤0.01%
162
– –
PINC
979
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
RWL icon
980
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$4K ﹤0.01%
100
– –
SHM icon
981
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4K ﹤0.01%
90
– –
SPXC icon
982
SPX Corp
SPXC
$10.8B
$4K ﹤0.01%
208
– –
TV icon
983
Televisa
TV
$1.49B
$4K ﹤0.01%
227
– –
URE icon
984
ProShares Ultra Real Estate
URE
$59.7M
$4K ﹤0.01%
+80
New +$4.39K
VCIT icon
985
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$4K ﹤0.01%
47
– –
WTW icon
986
Willis Towers Watson
WTW
$32B
$4K ﹤0.01%
38
– –
CPAY icon
987
Corpay
CPAY
$25.7B
$4K ﹤0.01%
33
– –
DISCK
988
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
177
– –
AIG.WS
989
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
180
– –
BGG
990
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
181
– –
FCE.A
991
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
215
– –
CGI
992
DELISTED
Celadon Group Inc
CGI
$4K ﹤0.01%
+680
New +$5.12K
MJN
993
DELISTED
Mead Johnson Nutrition Company
MJN
$4K ﹤0.01%
65
-41
-39% -$3.06K
ATVI
994
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
120
– –
CEO
995
DELISTED
CNOOC Limited
CEO
$4K ﹤0.01%
38
-5
-12% -$647
GG
996
DELISTED
Goldcorp Inc
GG
$4K ﹤0.01%
300
– –
AMCX icon
997
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
58
– –
AOM icon
998
iShares Core Moderate Allocation ETF
AOM
$1.78B
$3K ﹤0.01%
96
– –
APA icon
999
APA Corp
APA
$13.2B
$3K ﹤0.01%
53
– –
ASIX icon
1000
AdvanSix
ASIX
$444M
$3K ﹤0.01%
+155
New +$2.79K
38 39
40
41 42

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.