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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GG
976
DELISTED
Goldcorp Inc
GG
$3K ﹤0.01%
300
-1,000
-77% -$12.7K
ABEV icon
977
Ambev
ABEV
$46.4B
$2K ﹤0.01%
544
-1,180
-68% -$5.77K
ACGL icon
978
Arch Capital
ACGL
$33.6B
$2K ﹤0.01%
108
– –
AMG icon
979
Affiliated Managers Group
AMG
$9.76B
$2K ﹤0.01%
14
– –
APA icon
980
APA Corp
APA
$13.2B
$2K ﹤0.01%
54
– –
CAR icon
981
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
CNQ icon
982
Canadian Natural Resources
CNQ
$93.8B
$2K ﹤0.01%
211
– –
DLB icon
983
Dolby
DLB
$5.79B
$2K ﹤0.01%
+75
New +$2.58K
DNOW icon
984
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
158
+130
+464% +$2.22K
ESI icon
985
Element Solutions
ESI
$9.23B
$2K ﹤0.01%
177
– –
FDS icon
986
Factset
FDS
$10.2B
$2K ﹤0.01%
17
– –
FEX icon
987
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
GDX icon
988
VanEck Gold Miners ETF
GDX
$27.4B
$2K ﹤0.01%
215
– –
GEN icon
989
Gen Digital
GEN
$17.5B
$2K ﹤0.01%
+125
New +$2.54K
HSBC icon
990
HSBC
HSBC
$356B
$2K ﹤0.01%
67
-79
-54% -$2.79K
IGLB icon
991
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$2K ﹤0.01%
51
– –
INDA icon
992
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
100
– –
KEYS icon
993
Keysight
KEYS
$58.3B
$2K ﹤0.01%
76
– –
LEN icon
994
Lennar Class A
LEN
$21.2B
$2K ﹤0.01%
46
– –
LYV icon
995
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
91
– –
MDXG icon
996
MiMedx Group
MDXG
$633M
$2K ﹤0.01%
300
– –
MFC icon
997
Manulife Financial
MFC
$73.5B
$2K ﹤0.01%
196
– –
PGR icon
998
Progressive
PGR
$125B
$2K ﹤0.01%
73
– –
PLD icon
999
Prologis
PLD
$133B
$2K ﹤0.01%
+67
New +$2.83K
RHI icon
1000
Robert Half
RHI
$4.37B
$2K ﹤0.01%
49
– –
38 39
40
41 42

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.