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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
976
EchoStar
ECHO
$26.2B
$2K ﹤0.01%
68
-6
-8% -$221
SIRI icon
977
SiriusXM
SIRI
$10.1B
$2K ﹤0.01%
55
– –
SITC icon
978
SITE Centers
SITC
$165M
$2K ﹤0.01%
+106
New +$2.16K
SPXC icon
979
SPX Corp
SPXC
$10.8B
$2K ﹤0.01%
200
-594
-75% -$9.12K
TGNA
980
DELISTED
TEGNA Inc
TGNA
$2K ﹤0.01%
141
-78
-36% -$1.32K
UWM icon
981
ProShares Ultra Russell2000
UWM
$245M
$2K ﹤0.01%
112
-864
-89% -$19.1K
WDAY icon
982
Workday
WDAY
$44.4B
$2K ﹤0.01%
33
– –
WOLF icon
983
Wolfspeed
WOLF
$1.71B
$2K ﹤0.01%
121
-400
-77% -$10.2K
XRX icon
984
Xerox
XRX
$425M
$2K ﹤0.01%
76
– –
SPLK
985
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
45
– –
ECOM
986
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
234
+34
+17% +$373
NUAN
987
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
LTS
988
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$2K ﹤0.01%
1,000
– –
USG
989
DELISTED
Usg
USG
$2K ﹤0.01%
112
– –
WIN
990
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
74
– –
TAL
991
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$2K ﹤0.01%
122
+5
+4% +$105
GM.WS.A
992
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2K ﹤0.01%
110
+1
+0.9% +$21
LINE
993
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$2K ﹤0.01%
1,044
-1,822
-64% -$8.1K
HNT
994
DELISTED
HEALTH NET INC
HNT
$2K ﹤0.01%
40
-40
-50% -$2.65K
UTIW
995
DELISTED
UTI WORLDWIDE INC
UTIW
$2K ﹤0.01%
300
– –
ORBC
996
DELISTED
ORBCOMM, Inc.
ORBC
$2K ﹤0.01%
+400
New +$2.41K
PAGG
997
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
+100
New +$2.7K
MOCO
998
DELISTED
Mocon Inc
MOCO
$2K ﹤0.01%
+150
New +$2.17K
ARMH
999
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$2K ﹤0.01%
46
-232
-83% -$10.4K
PLD
1000
DELISTED
PROLOGIS
PLD
$2K ﹤0.01%
67
– –
38 39
40
41 42

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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.