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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
76
Royal Bank of Canada
RY
$293B
$2.37M 0.2%
34,936
-1,377
-4% -$87.6K
VXF icon
77
Vanguard Extended Market ETF
VXF
$31.9B
$2.37M 0.2%
19,991
-3,234
-14% -$347K
SCHD icon
78
Schwab US Dividend Equity ETF
SCHD
$106B
$2.36M 0.2%
136,605
+57,126
+72% +$965K
SON icon
79
Sonoco
SON
$5.74B
$2.35M 0.2%
44,887
-1,010
-2% -$50K
MCD icon
80
McDonald's
MCD
$195B
$2.27M 0.19%
12,334
-204
-2% -$37.4K
VTI icon
81
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$2.21M 0.18%
14,099
+61
+0.4% +$8.99K
GOOGL icon
82
Alphabet (Google) Class A
GOOGL
$4.33T
$2.11M 0.18%
29,800
+3,340
+13% +$225K
MRK icon
83
Merck
MRK
$318B
$2.02M 0.17%
27,362
+611
+2% +$46K
PDEC icon
84
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$2.02M 0.17%
+76,051
New +$1.95M
CVX icon
85
Chevron
CVX
$366B
$1.99M 0.17%
22,287
+441
+2% +$39.5K
FCNCA icon
86
First Citizens BancShares
FCNCA
$25.3B
$1.98M 0.17%
4,890
-510
-9% -$187K
IUSG icon
87
iShares Core S&P US Growth ETF
IUSG
$33.9B
$1.97M 0.16%
27,472
+638
+2% +$42.4K
SHY icon
88
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.9M 0.16%
21,952
+1,518
+7% +$131K
BRK.A icon
89
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.87M 0.16%
7
– –
WMT icon
90
Walmart Inc
WMT
$890B
$1.84M 0.15%
46,068
-1,551
-3% -$63.8K
SO icon
91
Southern Company
SO
$107B
$1.82M 0.15%
35,069
-3,056
-8% -$170K
DGS icon
92
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.79M 0.15%
45,790
+290
+0.6% +$10.8K
AMGN icon
93
Amgen
AMGN
$222B
$1.78M 0.15%
7,533
+49
+0.7% +$11.2K
GOOG icon
94
Alphabet (Google) Class C
GOOG
$4.32T
$1.78M 0.15%
25,140
+1,220
+5% +$82.3K
CSX icon
95
CSX Corp
CSX
$93.1B
$1.76M 0.15%
75,843
+2,844
+4% +$62.9K
ABT icon
96
Abbott
ABT
$187B
$1.72M 0.14%
18,816
+3,181
+20% +$288K
IBM icon
97
IBM
IBM
$224B
$1.71M 0.14%
14,793
+2,533
+21% +$294K
HRL icon
98
Hormel Foods
HRL
$13.8B
$1.68M 0.14%
34,878
– –
PM icon
99
Philip Morris
PM
$295B
$1.68M 0.14%
24,015
-1,124
-4% -$82K
IRM icon
100
Iron Mountain
IRM
$36.1B
$1.62M 0.14%
62,036
+56,697
+1,062% +$1.43M
2 3
4
5 6

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.