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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SON icon
76
Sonoco
SON
$5.72B
$2.13M 0.21%
45,897
+1,918
+4% +$102K
HD icon
77
Home Depot
HD
$350B
$2.11M 0.21%
11,325
+28
+0.2% +$6.15K
VXF icon
78
Vanguard Extended Market ETF
VXF
$31.8B
$2.1M 0.21%
23,225
+1,006
+5% +$117K
MCD icon
79
McDonald's
MCD
$194B
$2.07M 0.2%
12,538
+80
+0.6% +$15.8K
SO icon
80
Southern Company
SO
$105B
$2.06M 0.2%
38,125
-1,451
-4% -$91.9K
KOMP icon
81
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.8B
$2.05M 0.2%
72,022
-3,224
-4% -$112K
V icon
82
Visa
V
$675B
$2M 0.2%
12,412
+5,654
+84% +$1.07M
MRK icon
83
Merck
MRK
$323B
$1.96M 0.19%
26,751
-1,739
-6% -$137K
BRK.A icon
84
Berkshire Hathaway Class A
BRK.A
$1.14T
$1.9M 0.19%
7
+1
+17% +$319K
PM icon
85
Philip Morris
PM
$290B
$1.83M 0.18%
25,139
+173
+0.7% +$14.2K
FTCS icon
86
First Trust Capital Strength ETF
FTCS
$7.99B
$1.82M 0.18%
36,558
+6,635
+22% +$383K
VTI icon
87
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.81M 0.18%
14,038
+580
+4% +$89.7K
WMT icon
88
Walmart Inc
WMT
$897B
$1.8M 0.18%
47,619
+9,333
+24% +$359K
FCNCA icon
89
First Citizens BancShares
FCNCA
$25.4B
$1.8M 0.18%
5,400
-600
-10% -$278K
SHY icon
90
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.77M 0.17%
20,434
-32,953
-62% -$2.81M
MLPX icon
91
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$1.76M 0.17%
95,660
+69,898
+271% +$2.13M
HRL icon
92
Hormel Foods
HRL
$13.6B
$1.63M 0.16%
34,878
-3,236
-8% -$147K
PCY icon
93
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.59M 0.16%
66,589
-26,670
-29% -$749K
CVX icon
94
Chevron
CVX
$382B
$1.58M 0.16%
21,846
-4,111
-16% -$406K
GOOGL icon
95
Alphabet (Google) Class A
GOOGL
$4.37T
$1.54M 0.15%
26,460
+1,280
+5% +$86.7K
IUSG icon
96
iShares Core S&P US Growth ETF
IUSG
$33.8B
$1.53M 0.15%
26,834
+4,255
+19% +$280K
AMGN icon
97
Amgen
AMGN
$226B
$1.52M 0.15%
7,484
-16
-0.2% -$3.5K
DGS icon
98
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.5M 0.15%
45,500
-69,701
-61% -$2.94M
OUSA icon
99
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$1.46M 0.14%
50,435
+2,275
+5% +$77.9K
ADP icon
100
Automatic Data Processing
ADP
$109B
$1.45M 0.14%
10,626
-400
-4% -$64.5K
2 3
4
5 6

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.