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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Merck
MRK
$318B
| $2.47M | 0.2% |
28,490
-2,758
| -9% | -$227K |
|
77
Home Depot
HD
$355B
| $2.47M | 0.2% |
11,297
-41
| -0.4% | -$9.29K |
|
78
McDonald's
MCD
$195B
| $2.46M | 0.2% |
12,458
-1,446
| -10% | -$287K |
|
79
Intel
INTC
$513B
| $2.43M | 0.19% |
40,578
+1,931
| +5% | +$108K |
|
80
RTX Corp
RTX
$301B
| $2.41M | 0.19% |
25,602
+3,858
| +18% | +$350K |
|
81
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
| $2.41M | 0.19% |
42,244
-7,332
| -15% | -$405K |
|
82
Dominion Energy
D
$59.3B
| $2.38M | 0.19% |
28,790
+1,243
| +5% | +$102K |
|
83
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $2.2M | 0.18% |
13,458
-7,232
| -35% | -$1.13M |
|
84
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $2.15M | 0.17% |
43,329
+324
| +0.8% | +$16.1K |
|
85
Philip Morris
PM
$295B
| $2.12M | 0.17% |
24,966
+218
| +0.9% | +$18K |
|
86
Boeing
BA
$185B
| $2.05M | 0.16% |
6,296
-196
| -3% | -$69.4K |
|
87
Medtronic
MDT
$112B
| $2.04M | 0.16% |
18,025
+419
| +2% | +$46K |
|
88
Berkshire Hathaway Class A
BRK.A
$1.12T
| $2.04M | 0.16% |
6
| – | – |
|
89
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
| $1.98M | 0.16% |
36,819
+11,130
| +43% | +$578K |
|
90
iShares Russell 1000 Value ETF
IWD
$83.7B
| $1.91M | 0.15% |
13,972
+75
| +0.5% | +$9.88K |
|
91
Automatic Data Processing
ADP
$108B
| $1.88M | 0.15% |
11,026
+13
| +0.1% | +$2.15K |
|
|
HDV
92
iShares Core High Dividend ETF
HDV
$14.9B
| $1.86M | 0.15% |
94,925
+4,065
| +4% | +$77.6K |
|
93
Amgen
AMGN
$222B
| $1.81M | 0.14% |
7,500
-24
| -0.3% | -$5.29K |
|
94
First Trust Capital Strength ETF
FTCS
$7.95B
| $1.81M | 0.14% |
29,923
+1,100
| +4% | +$64.1K |
|
95
CSX Corp
CSX
$93.1B
| $1.77M | 0.14% |
73,290
-2,121
| -3% | -$50.2K |
|
96
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $1.76M | 0.14% |
32,844
-4,752
| -13% | -$245K |
|
97
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
| $1.76M | 0.14% |
48,160
+2,941
| +7% | +$104K |
|
98
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $1.72M | 0.14% |
24,973
-671
| -3% | -$44.2K |
|
99
Hormel Foods
HRL
$13.8B
| $1.72M | 0.14% |
38,114
-5,841
| -13% | -$251K |
|
100
SouthState Bank Corp
SSB
$10.5B
| $1.71M | 0.14% |
19,755
-830
| -4% | -$67.4K |
|
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Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.