We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIQ icon
76
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
$2.32M 0.2%
145,088
+12,573
+9% +$205K
RWJ icon
77
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$2.27M 0.2%
106,920
-270
-0.3% -$5.53K
D icon
78
Dominion Energy
D
$59.3B
$2.23M 0.2%
27,547
+924
+3% +$71.5K
EZM icon
79
WisdomTree US MidCap Fund
EZM
$956M
$2.21M 0.19%
55,926
+11,072
+25% +$434K
VNLA icon
80
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$2.15M 0.19%
43,005
+25,161
+141% +$1.26M
WFC icon
81
Wells Fargo
WFC
$264B
$2.13M 0.19%
42,163
+142
+0.3% +$6.69K
INTC icon
82
Intel
INTC
$513B
$1.99M 0.17%
38,647
+723
+2% +$35.6K
PXF icon
83
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$1.94M 0.17%
49,047
-14,758
-23% -$583K
HRL icon
84
Hormel Foods
HRL
$13.8B
$1.92M 0.17%
43,955
+4,044
+10% +$170K
MDT icon
85
Medtronic
MDT
$112B
$1.91M 0.17%
17,606
-62
-0.4% -$6.47K
PM icon
86
Philip Morris
PM
$295B
$1.88M 0.16%
24,748
-3,358
-12% -$266K
BRK.A icon
87
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.87M 0.16%
6
– –
RTX icon
88
RTX Corp
RTX
$301B
$1.87M 0.16%
21,744
-78
-0.4% -$6.48K
IEMG icon
89
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.84M 0.16%
37,596
-4,876
-11% -$242K
GRES
90
DELISTED
IQ ARB Global Resources
GRES
$1.83M 0.16%
69,032
+3,283
+5% +$87.1K
GBIL icon
91
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$1.82M 0.16%
18,126
+9,898
+120% +$993K
VTV icon
92
Vanguard Morningstar Value ETF
VTV
$191B
$1.78M 0.16%
15,975
– –
IWD icon
93
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.78M 0.16%
13,897
+270
+2% +$34.3K
ADP icon
94
Automatic Data Processing
ADP
$108B
$1.78M 0.16%
11,013
-418
-4% -$69K
CSX icon
95
CSX Corp
CSX
$93.1B
$1.74M 0.15%
75,411
-2,934
-4% -$68.3K
GOOGL icon
96
Alphabet (Google) Class A
GOOGL
$4.33T
$1.71M 0.15%
28,080
-960
-3% -$56.9K
HDV
97
iShares Core High Dividend ETF
HDV
$14.9B
$1.71M 0.15%
90,860
-7,980
-8% -$150K
ISTB icon
98
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$1.7M 0.15%
+33,694
New +$1.7M
QUAL icon
99
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$1.67M 0.15%
18,117
+5,411
+43% +$498K
FTCS icon
100
First Trust Capital Strength ETF
FTCS
$7.95B
$1.64M 0.14%
28,823
+590
+2% +$33.6K
2 3
4
5 6

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.