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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
(+19%)
Cap. Flow
+$78.7M
Cap. Flow
% of AUM
7.37%
Top 10 Holdings %
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$28.6M |
| 2 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.2M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$21.7M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$6.38M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.2M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.82M |
| 3 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.76M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.52M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.19% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 3.32% |
| 4 | Energy | 2.82% |
| 5 | Consumer Staples | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Nucor
NUE
$62.1B
| $1.9M | 0.18% |
32,504
-80
| -0.2% | -$4.69K |
|
77
Intel
INTC
$513B
| $1.85M | 0.17% |
34,390
+9,691
| +39% | +$492K |
|
|
HDV
78
iShares Core High Dividend ETF
HDV
$14.9B
| $1.81M | 0.17% |
96,930
-400
| -0.4% | -$7.18K |
|
79
Hormel Foods
HRL
$13.8B
| $1.78M | 0.17% |
39,878
| – | – |
|
|
GRES
80
DELISTED
IQ ARB Global Resources
GRES
| $1.77M | 0.17% |
64,711
+10,728
| +20% | +$289K |
|
81
RTX Corp
RTX
$301B
| $1.75M | 0.16% |
21,623
+2,155
| +11% | +$164K |
|
82
CSX Corp
CSX
$93.1B
| $1.71M | 0.16% |
68,763
+5,307
| +8% | +$123K |
|
83
iShares Russell 1000 Growth ETF
IWF
$128B
| $1.69M | 0.16% |
44,660
+5,256
| +13% | +$189K |
|
84
Alphabet (Google) Class A
GOOGL
$4.33T
| $1.68M | 0.16% |
28,560
+1,220
| +4% | +$68.9K |
|
85
Vanguard Morningstar Value ETF
VTV
$191B
| $1.66M | 0.16% |
15,463
-969
| -6% | -$102K |
|
86
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
| $1.65M | 0.16% |
37,720
-18
| -0% | -$785 |
|
87
iShares Core MSCI EAFE ETF
IEFA
$196B
| $1.65M | 0.15% |
27,187
+3,105
| +13% | +$183K |
|
88
Altria Group
MO
$114B
| $1.61M | 0.15% |
27,967
+673
| +2% | +$34.4K |
|
89
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $1.57M | 0.15% |
26,306
-1,000
| -4% | -$57.8K |
|
90
Medtronic
MDT
$112B
| $1.56M | 0.15% |
17,154
+141
| +0.8% | +$12.6K |
|
91
Phillips 66
PSX
$81.4B
| $1.54M | 0.14% |
16,150
+99
| +0.6% | +$9.41K |
|
92
First Trust Capital Strength ETF
FTCS
$7.95B
| $1.53M | 0.14% |
28,388
-2,302
| -8% | -$119K |
|
|
SCIU
93
DELISTED
Global X Scientific Beta US ETF
SCIU
| $1.53M | 0.14% |
48,161
-43,995
| -48% | -$1.34M |
|
94
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
| $1.52M | 0.14% |
58,980
-7,482
| -11% | -$193K |
|
95
Royal Bank of Canada
RY
$293B
| $1.48M | 0.14% |
19,547
-100
| -0.5% | -$7.56K |
|
96
Amgen
AMGN
$222B
| $1.4M | 0.13% |
7,378
+201
| +3% | +$38.4K |
|
97
iShares Core S&P US Growth ETF
IUSG
$33.7B
| $1.4M | 0.13% |
23,157
+240
| +1% | +$13.8K |
|
98
SouthState Bank Corp
SSB
$10.5B
| $1.39M | 0.13% |
20,367
-1,300
| -6% | -$87.3K |
|
99
Southern Company
SO
$107B
| $1.39M | 0.13% |
26,915
+1,880
| +8% | +$92.1K |
|
100
Eli Lilly
LLY
$1.06T
| $1.35M | 0.13% |
10,419
+3,390
| +48% | +$412K |
|
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Carroll Financial Associates's Q1 2019 Portfolio in Review
As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.
- Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
- Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
- Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
- Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
- Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.
Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.