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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
76
Phillips 66
PSX
$81.4B
$1.81M 0.19%
16,087
+22
+0.1% +$2.54K
VZ icon
77
Verizon
VZ
$196B
$1.79M 0.19%
33,604
+1,437
+4% +$76.1K
SSB icon
78
SouthState Bank Corp
SSB
$10.5B
$1.77M 0.19%
21,557
-225
-1% -$19K
PRNT icon
79
The 3D Printing ETF
PRNT
$65M
$1.77M 0.19%
67,300
+3,550
+6% +$91.1K
HRL icon
80
Hormel Foods
HRL
$13.8B
$1.76M 0.19%
44,778
– –
GE icon
81
GE Aerospace
GE
$384B
$1.7M 0.18%
31,330
-5,005
-14% -$309K
CSX icon
82
CSX Corp
CSX
$93.1B
$1.69M 0.18%
68,550
-4,929
-7% -$117K
MRK icon
83
Merck
MRK
$318B
$1.68M 0.18%
24,880
+1,840
+8% +$117K
MDT icon
84
Medtronic
MDT
$112B
$1.67M 0.18%
17,024
+65
+0.4% +$6.01K
MO icon
85
Altria Group
MO
$114B
$1.67M 0.18%
27,638
+1,603
+6% +$95.2K
IBM icon
86
IBM
IBM
$224B
$1.62M 0.17%
11,188
+321
+3% +$44.9K
HDV
87
iShares Core High Dividend ETF
HDV
$14.9B
$1.61M 0.17%
88,760
+135
+0.2% +$2.39K
FTCS icon
88
First Trust Capital Strength ETF
FTCS
$7.95B
$1.6M 0.17%
29,008
+750
+3% +$40.2K
RY icon
89
Royal Bank of Canada
RY
$293B
$1.6M 0.17%
19,977
– –
GOOGL icon
90
Alphabet (Google) Class A
GOOGL
$4.33T
$1.55M 0.16%
25,760
+600
+2% +$36.3K
GRES
91
DELISTED
IQ ARB Global Resources
GRES
$1.54M 0.16%
56,444
+47,444
+527% +$1.28M
BAX icon
92
Baxter International
BAX
$14.2B
$1.51M 0.16%
19,552
-1,423
-7% -$106K
AMGN icon
93
Amgen
AMGN
$222B
$1.48M 0.16%
7,145
+24
+0.3% +$4.73K
MCK icon
94
McKesson
MCK
$101B
$1.46M 0.15%
11,042
-18
-0.2% -$2.35K
IWF icon
95
iShares Russell 1000 Growth ETF
IWF
$128B
$1.44M 0.15%
36,884
-600
-2% -$22.7K
IGC icon
96
IGC Pharma
IGC
$26.8M
$1.39M 0.15%
+215,000
New +$223K
VEU icon
97
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.36M 0.14%
26,062
– –
AET
98
DELISTED
Aetna Inc
AET
$1.34M 0.14%
6,616
+1
+0% +$195
IEFA icon
99
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.34M 0.14%
20,927
-192
-0.9% -$12.2K
IJR icon
100
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.34M 0.14%
15,360
+490
+3% +$42.9K
2 3
4
5 6

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.