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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
76
Vanguard Morningstar Growth ETF
VUG
$231B
$1.65M 0.18%
69,894
-78
-0.1% -$1.9K
VZ icon
77
Verizon
VZ
$196B
$1.65M 0.18%
34,433
+79
+0.2% +$3.97K
PSX icon
78
Phillips 66
PSX
$81.4B
$1.55M 0.17%
16,175
+45
+0.3% +$4.38K
RY icon
79
Royal Bank of Canada
RY
$293B
$1.54M 0.17%
19,977
+3,483
+21% +$283K
HRL icon
80
Hormel Foods
HRL
$13.8B
$1.54M 0.17%
44,778
– –
NUE icon
81
Nucor
NUE
$62.1B
$1.53M 0.17%
24,983
+488
+2% +$32.3K
MCK icon
82
McKesson
MCK
$101B
$1.52M 0.17%
10,765
+10,048
+1,401% +$1.57M
TSC
83
DELISTED
TriState Capital Holdings, Inc.
TSC
$1.51M 0.17%
65,200
+42,600
+188% +$1M
IBM icon
84
IBM
IBM
$224B
$1.49M 0.16%
10,174
-568
-5% -$85.9K
HDV
85
iShares Core High Dividend ETF
HDV
$14.9B
$1.48M 0.16%
87,760
+65
+0.1% +$1.15K
AMZN icon
86
Amazon
AMZN
$2.96T
$1.48M 0.16%
20,460
-60
-0.3% -$4.29K
BAX icon
87
Baxter International
BAX
$14.2B
$1.45M 0.16%
22,283
-2,249
-9% -$152K
ADP icon
88
Automatic Data Processing
ADP
$108B
$1.44M 0.16%
12,705
-272
-2% -$31.7K
VEU icon
89
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.42M 0.16%
26,062
+854
+3% +$47.6K
VTV icon
90
Vanguard Morningstar Value ETF
VTV
$191B
$1.4M 0.15%
13,613
-19
-0.1% -$2.04K
MDT icon
91
Medtronic
MDT
$112B
$1.4M 0.15%
17,471
+414
+2% +$34.1K
FTCS icon
92
First Trust Capital Strength ETF
FTCS
$7.95B
$1.34M 0.15%
26,429
+12,021
+83% +$628K
IEFA icon
93
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.33M 0.15%
20,129
+896
+5% +$60.2K
IWF icon
94
iShares Russell 1000 Growth ETF
IWF
$128B
$1.32M 0.15%
38,860
+644
+2% +$22.6K
PRNT icon
95
The 3D Printing ETF
PRNT
$65M
$1.3M 0.14%
53,750
+22,200
+70% +$558K
AUB icon
96
Atlantic Union Bankshares
AUB
$5.97B
$1.25M 0.14%
33,996
– –
MRK icon
97
Merck
MRK
$318B
$1.22M 0.13%
23,403
-2,644
-10% -$143K
AMGN icon
98
Amgen
AMGN
$222B
$1.21M 0.13%
7,071
+339
+5% +$62.2K
GOOGL icon
99
Alphabet (Google) Class A
GOOGL
$4.33T
$1.2M 0.13%
23,160
+200
+0.9% +$11.1K
UN
100
DELISTED
Unilever NV New York Registry Shares
UN
$1.19M 0.13%
21,166
+308
+1% +$16.9K
2 3
4
5 6

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.