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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
76
ConocoPhillips
COP
$144B
$1.61M 0.18%
32,355
-201
-0.6% -$9.03K
PGHY icon
77
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$1.58M 0.18%
65,286
+6,283
+11% +$152K
VUG icon
78
Vanguard Morningstar Growth ETF
VUG
$230B
$1.57M 0.18%
69,972
-6,564
-9% -$143K
HRL icon
79
Hormel Foods
HRL
$13.9B
$1.55M 0.18%
49,128
– –
UPS icon
80
United Parcel Service
UPS
$92.7B
$1.55M 0.18%
13,136
+602
+5% +$68.4K
SO icon
81
Southern Company
SO
$107B
$1.53M 0.17%
31,090
-1,455
-4% -$70.5K
PSX icon
82
Phillips 66
PSX
$82.5B
$1.5M 0.17%
16,099
+128
+0.8% +$10.8K
IBM icon
83
IBM
IBM
$222B
$1.48M 0.17%
10,580
-2,043
-16% -$285K
HDV
84
iShares Core High Dividend ETF
HDV
$14.8B
$1.48M 0.17%
85,275
-5,165
-6% -$87K
NUE icon
85
Nucor
NUE
$62.4B
$1.47M 0.17%
26,009
+125
+0.5% +$7.07K
TREE icon
86
LendingTree
TREE
$474M
$1.45M 0.17%
5,661
-2,350
-29% -$507K
VTV icon
87
Vanguard Morningstar Value ETF
VTV
$191B
$1.39M 0.16%
13,749
+120
+0.9% +$11.7K
AMGN icon
88
Amgen
AMGN
$210B
$1.34M 0.15%
7,174
-904
-11% -$160K
VEU icon
89
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.33M 0.15%
25,208
-95
-0.4% -$4.92K
MDT icon
90
Medtronic
MDT
$110B
$1.31M 0.15%
16,533
+1,825
+12% +$152K
BMY icon
91
Bristol-Myers Squibb
BMY
$135B
$1.31M 0.15%
20,543
+423
+2% +$24.7K
RY icon
92
Royal Bank of Canada
RY
$290B
$1.29M 0.15%
16,494
-41
-0.2% -$3.06K
IEFA icon
93
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.28M 0.15%
19,944
-1,197
-6% -$74.9K
UN
94
DELISTED
Unilever NV New York Registry Shares
UN
$1.25M 0.14%
21,155
-1,445
-6% -$84.3K
SCG
95
DELISTED
Scana
SCG
$1.24M 0.14%
25,595
-20,075
-44% -$1.23M
V icon
96
Visa
V
$690B
$1.22M 0.14%
11,477
+902
+9% +$91.5K
IWF icon
97
iShares Russell 1000 Growth ETF
IWF
$127B
$1.22M 0.14%
38,436
+1,896
+5% +$58K
AUB icon
98
Atlantic Union Bankshares
AUB
$6.16B
$1.2M 0.14%
33,996
– –
IHDG icon
99
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.24B
$1.19M 0.14%
38,365
-1,860
-5% -$55.7K
LNC icon
100
Lincoln National
LNC
$9B
$1.09M 0.12%
14,595
-97
-0.7% -$6.84K
2 3
4
5 6

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.