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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.7M
Cap. Flow %
6.33%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
76
VF Corp
VFC
$5.98B
$1.45M 0.19%
28,077
– –
NUE icon
77
Nucor
NUE
$62.4B
$1.44M 0.18%
24,109
+1,655
+7% +$101K
BAX icon
78
Baxter International
BAX
$14.3B
$1.42M 0.18%
27,323
-2,350
-8% -$116K
XLF icon
79
State Street Financial Select Sector SPDR ETF
XLF
$58.7B
$1.4M 0.18%
59,061
+6,838
+13% +$164K
UPS icon
80
United Parcel Service
UPS
$91.8B
$1.38M 0.18%
12,817
-12
-0.1% -$1.31K
SYY icon
81
Sysco
SYY
$40.5B
$1.33M 0.17%
25,675
-10,448
-29% -$554K
ENFR icon
82
Alerian Energy Infrastructure ETF
ENFR
$509M
$1.31M 0.17%
53,873
+20,098
+60% +$488K
AMGN icon
83
Amgen
AMGN
$218B
$1.3M 0.17%
7,912
+2,465
+45% +$410K
VTV icon
84
Vanguard Morningstar Value ETF
VTV
$191B
$1.29M 0.16%
13,562
+1,873
+16% +$178K
ITOT icon
85
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$1.25M 0.16%
23,086
+12,083
+110% +$644K
PSX icon
86
Phillips 66
PSX
$81.3B
$1.25M 0.16%
15,753
+532
+3% +$42.9K
AGGP
87
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$1.22M 0.16%
+61,680
New +$1.22M
PGHY icon
88
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$1.22M 0.16%
49,595
+14,913
+43% +$366K
MDT icon
89
Medtronic
MDT
$110B
$1.22M 0.15%
15,092
+4,575
+44% +$357K
BMY icon
90
Bristol-Myers Squibb
BMY
$130B
$1.21M 0.15%
22,316
+165
+0.7% +$9.05K
VEU icon
91
Vanguard FTSE All-World ex-US ETF
VEU
$68.1B
$1.21M 0.15%
25,303
-107
-0.4% -$4.99K
DBAW icon
92
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$292M
$1.2M 0.15%
47,361
-4,524
-9% -$113K
RY icon
93
Royal Bank of Canada
RY
$294B
$1.2M 0.15%
16,494
– –
AUB icon
94
Atlantic Union Bankshares
AUB
$6.13B
$1.2M 0.15%
34,011
– –
RTX icon
95
RTX Corp
RTX
$299B
$1.18M 0.15%
16,692
+317
+2% +$22.2K
EELV icon
96
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
$1.17M 0.15%
+50,937
New +$1.13M
IEFA icon
97
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.17M 0.15%
20,111
+50
+0.2% +$2.81K
OCSL icon
98
Oaktree Specialty Lending
OCSL
$1.06B
$1.16M 0.15%
83,817
+13,750
+20% +$205K
IHDG icon
99
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.23B
$1.16M 0.15%
40,759
-1,772
-4% -$48.7K
LRFC
100
DELISTED
Logan Ridge Finance Corp
LRFC
$1.15M 0.15%
13,333
– –
2 3
4
5 6

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.