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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
76
Bristol-Myers Squibb
BMY
$131B
$1.29M 0.18%
22,151
-3,310
-13% -$181K
SCG
77
DELISTED
Scana
SCG
$1.26M 0.18%
17,210
+1,106
+7% +$78.9K
DBAW icon
78
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$294M
$1.24M 0.18%
51,885
+2
+0% +$47
VXF icon
79
Vanguard Extended Market ETF
VXF
$31.6B
$1.23M 0.18%
12,856
+2,028
+19% +$188K
AUB icon
80
Atlantic Union Bankshares
AUB
$5.92B
$1.22M 0.17%
34,011
– –
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.21M 0.17%
52,223
+26,111
+100% +$560K
RTX icon
82
RTX Corp
RTX
$298B
$1.13M 0.16%
16,375
-128
-0.8% -$8.48K
OCSL icon
83
Oaktree Specialty Lending
OCSL
$1.14B
$1.13M 0.16%
70,067
-2,999
-4% -$50K
VEU icon
84
Vanguard FTSE All-World ex-US ETF
VEU
$68.6B
$1.12M 0.16%
25,410
-203
-0.8% -$9K
IHDG icon
85
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$1.12M 0.16%
42,531
+7,399
+21% +$191K
RY icon
86
Royal Bank of Canada
RY
$294B
$1.12M 0.16%
16,494
+504
+3% +$32.7K
VTV icon
87
Vanguard Morningstar Value ETF
VTV
$190B
$1.09M 0.16%
11,689
+1,487
+15% +$133K
IEFA icon
88
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.07M 0.15%
20,061
-7,902
-28% -$424K
LNC icon
89
Lincoln National
LNC
$8.81B
$1.05M 0.15%
15,784
-1,145
-7% -$66.6K
LRFC
90
DELISTED
Logan Ridge Finance Corp
LRFC
$1.03M 0.15%
13,333
+1,166
+10% +$89.4K
QCOM icon
91
Qualcomm
QCOM
$172B
$1.03M 0.15%
15,846
-965
-6% -$64.8K
DD
92
DELISTED
Du Pont De Nemours E I
DD
$1M 0.14%
13,701
-355
-3% -$25.2K
FVD icon
93
First Trust Value Line Dividend Fund
FVD
$8.36B
$1M 0.14%
35,777
+7,651
+27% +$208K
UN
94
DELISTED
Unilever NV New York Registry Shares
UN
$973K 0.14%
23,716
-523
-2% -$21.6K
VTI icon
95
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$961K 0.14%
8,334
+62
+0.7% +$6.97K
IJK icon
96
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$929K 0.13%
20,400
+1,708
+9% +$75.2K
PGX icon
97
Invesco Preferred ETF
PGX
$3.79B
$916K 0.13%
64,397
-1,235
-2% -$18K
DGRO icon
98
iShares Core Dividend Growth ETF
DGRO
$43.3B
$910K 0.13%
31,506
+27,831
+757% +$782K
BSJI
99
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$900K 0.13%
35,775
-3,300
-8% -$83K
INTC icon
100
Intel
INTC
$513B
$878K 0.13%
24,227
+212
+0.9% +$7.59K
2 3
4
5 6

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.