CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$701M
Cap. Flow
+$12.4M
Cap. Flow %
1.77%
Top 10 Hldgs %
45.65%
Holding
1,298
New
51
Increased
234
Reduced
253
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMY icon
76
Bristol-Myers Squibb
BMY
$96.7B
$1.29M 0.18%
22,151
-3,310
-13% -$193K
SCG
77
DELISTED
Scana
SCG
$1.26M 0.18%
17,210
+1,106
+7% +$81K
DBAW icon
78
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$189M
$1.24M 0.18%
51,885
+2
+0% +$48
VXF icon
79
Vanguard Extended Market ETF
VXF
$23.7B
$1.23M 0.18%
12,856
+2,028
+19% +$194K
AUB icon
80
Atlantic Union Bankshares
AUB
$5.07B
$1.22M 0.17%
34,011
– –
XLF icon
81
Financial Select Sector SPDR Fund
XLF
$53.6B
$1.21M 0.17%
52,223
+26,111
+100% +$607K
RTX icon
82
RTX Corp
RTX
$212B
$1.13M 0.16%
10,305
-81
-0.8% -$8.83K
OCSL icon
83
Oaktree Specialty Lending
OCSL
$1.22B
$1.13M 0.16%
210,200
-8,999
-4% -$48.3K
VEU icon
84
Vanguard FTSE All-World ex-US ETF
VEU
$48.3B
$1.12M 0.16%
25,410
-203
-0.8% -$8.96K
IHDG icon
85
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.31B
$1.12M 0.16%
42,531
+7,399
+21% +$195K
RY icon
86
Royal Bank of Canada
RY
$205B
$1.12M 0.16%
16,494
+504
+3% +$34.1K
VTV icon
87
Vanguard Value ETF
VTV
$143B
$1.09M 0.16%
11,689
+1,487
+15% +$138K
IEFA icon
88
iShares Core MSCI EAFE ETF
IEFA
$149B
$1.08M 0.15%
20,061
-7,902
-28% -$423K
LNC icon
89
Lincoln National
LNC
$8.21B
$1.05M 0.15%
15,784
-1,145
-7% -$75.9K
LRFC
90
DELISTED
Logan Ridge Finance Corp
LRFC
$1.03M 0.15%
80,000
+7,000
+10% +$90.4K
QCOM icon
91
Qualcomm
QCOM
$170B
$1.03M 0.15%
15,846
-965
-6% -$62.9K
DD
92
DELISTED
Du Pont De Nemours E I
DD
$1.01M 0.14%
13,701
-355
-3% -$26K
FVD icon
93
First Trust Value Line Dividend Fund
FVD
$9.1B
$1M 0.14%
35,777
+7,651
+27% +$214K
UN
94
DELISTED
Unilever NV New York Registry Shares
UN
$973K 0.14%
23,716
-523
-2% -$21.5K
VTI icon
95
Vanguard Total Stock Market ETF
VTI
$524B
$961K 0.14%
8,334
+62
+0.7% +$7.15K
IJK icon
96
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.03B
$929K 0.13%
5,100
+427
+9% +$77.8K
PGX icon
97
Invesco Preferred ETF
PGX
$3.86B
$916K 0.13%
64,397
-1,235
-2% -$17.6K
DGRO icon
98
iShares Core Dividend Growth ETF
DGRO
$33.5B
$910K 0.13%
31,506
+27,831
+757% +$804K
BSJI
99
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$900K 0.13%
35,775
-3,300
-8% -$83K
INTC icon
100
Intel
INTC
$105B
$878K 0.13%
24,227
+212
+0.9% +$7.68K
2 3
4
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