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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
76
RTX Corp
RTX
$301B
$1.09M 0.2%
17,380
+96
+0.6% +$5.57K
VUG icon
77
Vanguard Morningstar Growth ETF
VUG
$231B
$1.07M 0.2%
60,150
+4,158
+7% +$69.7K
DD
78
DELISTED
Du Pont De Nemours E I
DD
$1.07M 0.2%
16,841
+1,480
+10% +$88.6K
CSX icon
79
CSX Corp
CSX
$93.1B
$1.06M 0.2%
123,909
+1,413
+1% +$11.5K
QCOM icon
80
Qualcomm
QCOM
$176B
$1.04M 0.19%
20,399
-1,787
-8% -$87.1K
SCG
81
DELISTED
Scana
SCG
$1.02M 0.19%
14,617
-400
-3% -$25.9K
HDEF icon
82
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$939K 0.17%
+41,680
New +$909K
BMY icon
83
Bristol-Myers Squibb
BMY
$132B
$928K 0.17%
14,528
+316
+2% +$19.9K
LRFC
84
DELISTED
Logan Ridge Finance Corp
LRFC
$912K 0.17%
12,667
– –
PGX icon
85
Invesco Preferred ETF
PGX
$3.79B
$884K 0.16%
59,272
+219
+0.4% +$3.23K
VTI icon
86
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$879K 0.16%
8,386
-91
-1% -$9.02K
MDT icon
87
Medtronic
MDT
$112B
$875K 0.16%
11,672
+387
+3% +$29.1K
IJH icon
88
iShares Core S&P Mid-Cap ETF
IJH
$127B
$873K 0.16%
30,305
+350
+1% +$9.35K
PFM icon
89
Invesco Dividend Achievers ETF
PFM
$808M
$843K 0.16%
38,760
-13,595
-26% -$279K
AUB icon
90
Atlantic Union Bankshares
AUB
$5.97B
$837K 0.16%
34,011
– –
VXF icon
91
Vanguard Extended Market ETF
VXF
$31.7B
$836K 0.16%
10,103
+3,271
+48% +$253K
V icon
92
Visa
V
$677B
$834K 0.15%
10,907
+740
+7% +$53.8K
DBJP icon
93
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$820K 0.15%
24,470
+2,900
+13% +$98K
RY icon
94
Royal Bank of Canada
RY
$293B
$816K 0.15%
14,185
+100
+0.7% +$5.18K
MUB icon
95
iShares National Muni Bond ETF
MUB
$45.5B
$802K 0.15%
7,190
+2,897
+67% +$322K
PACW
96
DELISTED
PacWest Bancorp
PACW
$800K 0.15%
21,542
– –
COP icon
97
ConocoPhillips
COP
$141B
$792K 0.15%
19,682
+469
+2% +$17.8K
INTC icon
98
Intel
INTC
$513B
$774K 0.14%
23,944
+5,978
+33% +$183K
VTV icon
99
Vanguard Morningstar Value ETF
VTV
$191B
$763K 0.14%
9,267
+68
+0.7% +$5.33K
AMJ
100
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$754K 0.14%
27,858
+1,750
+7% +$44.1K
2 3
4
5 6

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.