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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
76
Vanguard Morningstar Growth ETF
VUG
$231B
$983K 0.22%
55,992
-432
-0.8% -$7.66K
DBAW icon
77
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$293M
$951K 0.21%
39,930
+6,480
+19% +$158K
BMY icon
78
Bristol-Myers Squibb
BMY
$132B
$935K 0.21%
14,968
+1,874
+14% +$119K
PACW
79
DELISTED
PacWest Bancorp
PACW
$926K 0.21%
+21,542
New +$965K
SCG
80
DELISTED
Scana
SCG
$905K 0.2%
15,680
+561
+4% +$30.1K
FNDX icon
81
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$901K 0.2%
+93,792
New +$902K
IJH icon
82
iShares Core S&P Mid-Cap ETF
IJH
$127B
$879K 0.19%
30,955
+940
+3% +$27.3K
VTV icon
83
Vanguard Morningstar Value ETF
VTV
$191B
$875K 0.19%
10,841
+1,682
+18% +$137K
PGX icon
84
Invesco Preferred ETF
PGX
$3.79B
$873K 0.19%
59,203
+3,310
+6% +$48.4K
VTI icon
85
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$873K 0.19%
8,421
+1,333
+19% +$140K
AUB icon
86
Atlantic Union Bankshares
AUB
$5.97B
$858K 0.19%
34,011
– –
SPLV icon
87
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$851K 0.19%
22,578
+4,087
+22% +$151K
MDT icon
88
Medtronic
MDT
$112B
$848K 0.19%
11,558
-7
-0.1% -$516
DVY icon
89
iShares Select Dividend ETF
DVY
$23.6B
$833K 0.18%
10,938
+273
+3% +$20.4K
AMGN icon
90
Amgen
AMGN
$222B
$816K 0.18%
5,437
+145
+3% +$22.9K
RY icon
91
Royal Bank of Canada
RY
$293B
$803K 0.18%
14,148
+50
+0.4% +$2.85K
LNC icon
92
Lincoln National
LNC
$8.81B
$799K 0.18%
15,843
-1,181
-7% -$63.3K
ARCC icon
93
Ares Capital
ARCC
$14.4B
$795K 0.18%
52,899
+899
+2% +$14.1K
BBRC
94
DELISTED
Columbia Beyond BRICs ETF
BBRC
$789K 0.17%
47,195
-311,199
-87% -$5.39M
IBB icon
95
iShares Biotechnology ETF
IBB
$9.77B
$775K 0.17%
7,644
-24
-0.3% -$2.88K
JPIN icon
96
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$768K 0.17%
+15,003
New +$762K
V icon
97
Visa
V
$677B
$746K 0.17%
9,899
+311
+3% +$22.2K
OXY icon
98
Occidental Petroleum
OXY
$55.9B
$743K 0.16%
10,342
-356
-3% -$24.9K
KMI icon
99
Kinder Morgan
KMI
$68.7B
$729K 0.16%
23,207
-6,628
-22% -$219K
WMT icon
100
Walmart Inc
WMT
$890B
$677K 0.15%
34,677
+579
+2% +$13.3K
2 3
4
5 6

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.