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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
(+96%)
Cap. Flow
+$230M
Cap. Flow
% of AUM
51.49%
Top 10 Holdings %
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$29.9M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$16.8M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$14.5M |
| 4 |
ExxonMobil
XOM
|
+$8.64M |
| 5 |
Apple
AAPL
|
+$6.62M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.75M |
| 2 |
FedEx
FDX
|
+$770K |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$336K |
| 4 |
CDK
CDK Global, Inc.
CDK
|
+$164K |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$121K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.87% |
| 2 | Technology | 7.78% |
| 3 | Energy | 6.14% |
| 4 | Healthcare | 5.21% |
| 5 | Consumer Staples | 4.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares Biotechnology ETF
IBB
$9.47B
| $943K | 0.21% |
7,668
+2,238
| +41% | +$268K |
|
|
LRFC
77
DELISTED
Logan Ridge Finance Corp
LRFC
| $936K | 0.21% |
+10,000
| New | +$1.04M |
|
78
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $900K | 0.2% |
30,015
-135
| -0.4% | -$4.12K |
|
79
Bristol-Myers Squibb
BMY
$130B
| $871K | 0.19% |
13,094
+6,050
| +86% | +$399K |
|
80
Royal Bank of Canada
RY
$293B
| $862K | 0.19% |
14,098
+7,315
| +108% | +$471K |
|
|
UN
81
DELISTED
Unilever NV New York Registry Shares
UN
| $858K | 0.19% |
20,508
+8,290
| +68% | +$358K |
|
82
Medtronic
MDT
$110B
| $857K | 0.19% |
11,565
+6,864
| +146% | +$524K |
|
83
Ares Capital
ARCC
$14.1B
| $856K | 0.19% |
52,000
+50,400
| +3,150% | +$842K |
|
84
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$292M
| $848K | 0.19% |
33,450
+30,650
| +1,095% | +$823K |
|
85
Occidental Petroleum
OXY
$55.9B
| $831K | 0.19% |
10,698
+5,481
| +105% | +$428K |
|
86
Altria Group
MO
$114B
| $828K | 0.19% |
16,932
+2,753
| +19% | +$140K |
|
87
Amgen
AMGN
$218B
| $812K | 0.18% |
5,292
+2,253
| +74% | +$361K |
|
88
Invesco Preferred ETF
PGX
$3.79B
| $812K | 0.18% |
55,893
+25,308
| +83% | +$373K |
|
89
Walmart Inc
WMT
$888B
| $806K | 0.18% |
34,098
+11,349
| +50% | +$289K |
|
|
RCAP
90
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
| $803K | 0.18% |
+104,851
| New | +$851K |
|
91
iShares Select Dividend ETF
DVY
$23.5B
| $802K | 0.18% |
10,665
+2,102
| +25% | +$164K |
|
92
Range Resources
RRC
$9.03B
| $801K | 0.18% |
16,229
+7,617
| +88% | +$435K |
|
93
Atlantic Union Bankshares
AUB
$6.09B
| $790K | 0.18% |
34,011
| – | – |
|
|
SCG
94
DELISTED
Scana
SCG
| $766K | 0.17% |
15,119
+5,419
| +56% | +$286K |
|
95
Vanguard Morningstar Value ETF
VTV
$191B
| $763K | 0.17% |
9,159
+209
| +2% | +$17.8K |
|
96
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
| $759K | 0.17% |
7,088
-394
| -5% | -$43K |
|
97
WisdomTree
WT
$3.29B
| $733K | 0.16% |
33,350
+30,550
| +1,091% | +$644K |
|
|
BDCL
98
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
| $701K | 0.16% |
34,450
+34,150
| +11,383% | +$731K |
|
99
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $678K | 0.15% |
18,491
+181
| +1% | +$6.79K |
|
|
MLPL
100
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
| $653K | 0.15% |
15,350
+14,950
| +3,738% | +$759K |
|
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Carroll Financial Associates's Q2 2015 Portfolio in Review
As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.
- Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
- Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
- Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
- Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
- Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
- Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.
Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.