CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
This Quarter Return
-1.6%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$447M
AUM Growth
+$219M
(+96%)
Cap. Flow
+$223M
Cap. Flow
% of AUM
49.83%
Top 10 Holdings %
Top 10 Hldgs %
41.51%
Holding
1,197
New
323
Increased
457
Reduced
64
Closed
57
Top Buys
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
$29.1M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
$16.4M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
$14M |
| 4 |
Exxon Mobil
XOM
|
$8.36M |
| 5 |
Apple
AAPL
|
$6.49M |
Top Sells
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
$1.75M |
| 2 |
FedEx
FDX
|
$755K |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$329K |
| 4 |
CDK
CDK Global, Inc.
CDK
|
$173K |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
$118K |
Sector Composition
| 1 | Financials | 11.87% |
| 2 | Technology | 7.78% |
| 3 | Energy | 6.14% |
| 4 | Healthcare | 5.21% |
| 5 | Consumer Staples | 4.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares Biotechnology ETF
IBB
$5.68B
| $943K | 0.21% |
7,668
+2,238
| +41% | +$275K |
|
|
LRFC
77
DELISTED
Logan Ridge Finance Corp
LRFC
| $936K | 0.21% |
+10,000
| New | +$936K |
|
78
iShares Core S&P Mid-Cap ETF
IJH
$99.4B
| $900K | 0.2% |
30,015
-135
| -0.4% | -$4.05K |
|
79
Bristol-Myers Squibb
BMY
$96.7B
| $871K | 0.19% |
13,094
+6,050
| +86% | +$402K |
|
80
Royal Bank of Canada
RY
$205B
| $862K | 0.19% |
14,098
+7,315
| +108% | +$447K |
|
|
UN
81
DELISTED
Unilever NV New York Registry Shares
UN
| $858K | 0.19% |
20,508
+8,290
| +68% | +$347K |
|
82
Medtronic
MDT
$118B
| $857K | 0.19% |
11,565
+6,864
| +146% | +$509K |
|
83
Ares Capital
ARCC
$15.7B
| $856K | 0.19% |
52,000
+50,400
| +3,150% | +$830K |
|
84
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$189M
| $848K | 0.19% |
33,450
+30,650
| +1,095% | +$777K |
|
85
Occidental Petroleum
OXY
$45.6B
| $831K | 0.19% |
10,698
+5,481
| +105% | +$426K |
|
86
Altria Group
MO
$112B
| $828K | 0.19% |
16,932
+2,753
| +19% | +$135K |
|
87
Amgen
AMGN
$153B
| $812K | 0.18% |
5,292
+2,253
| +74% | +$346K |
|
88
Invesco Preferred ETF
PGX
$3.86B
| $812K | 0.18% |
55,893
+25,308
| +83% | +$368K |
|
89
Walmart
WMT
$793B
| $806K | 0.18% |
34,098
+11,349
| +50% | +$268K |
|
|
RCAP
90
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
| $803K | 0.18% |
+104,851
| New | +$803K |
|
91
iShares Select Dividend ETF
DVY
$20.6B
| $802K | 0.18% |
10,665
+2,102
| +25% | +$158K |
|
92
Range Resources
RRC
$8.18B
| $801K | 0.18% |
16,229
+7,617
| +88% | +$376K |
|
93
Atlantic Union Bankshares
AUB
$5.07B
| $790K | 0.18% |
34,011
| – | – |
|
|
SCG
94
DELISTED
Scana
SCG
| $766K | 0.17% |
15,119
+5,419
| +56% | +$275K |
|
95
Vanguard Value ETF
VTV
$143B
| $763K | 0.17% |
9,159
+209
| +2% | +$17.4K |
|
96
Vanguard Total Stock Market ETF
VTI
$524B
| $759K | 0.17% |
7,088
-394
| -5% | -$42.2K |
|
97
WisdomTree
WT
$1.99B
| $733K | 0.16% |
33,350
+30,550
| +1,091% | +$671K |
|
|
BDCL
98
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
| $701K | 0.16% |
34,450
+34,150
| +11,383% | +$695K |
|
99
Invesco S&P 500 Low Volatility ETF
SPLV
$7.97B
| $678K | 0.15% |
18,491
+181
| +1% | +$6.64K |
|
|
MLPL
100
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
| $653K | 0.15% |
15,350
+14,950
| +3,738% | +$636K |
|