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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$318B
$514K 0.23%
9,376
+2,610
+39% +$148K
UN
77
DELISTED
Unilever NV New York Registry Shares
UN
$510K 0.22%
12,218
+7,314
+149% +$307K
AMGN icon
78
Amgen
AMGN
$222B
$486K 0.21%
3,039
– –
EMR icon
79
Emerson Electric
EMR
$88.3B
$481K 0.21%
8,488
+3,213
+61% +$187K
HTS
80
DELISTED
HATTERAS FINANCIAL CORP
HTS
$460K 0.2%
25,350
+200
+0.8% +$3.64K
PGX icon
81
Invesco Preferred ETF
PGX
$3.79B
$456K 0.2%
30,585
+17,900
+141% +$265K
BMY icon
82
Bristol-Myers Squibb
BMY
$132B
$454K 0.2%
7,044
+1,294
+23% +$81K
AFL icon
83
Aflac
AFL
$62.6B
$449K 0.2%
14,042
+13,834
+6,651% +$422K
RRC icon
84
Range Resources
RRC
$8.95B
$448K 0.2%
8,612
+900
+12% +$44.7K
VV icon
85
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$438K 0.19%
4,599
– –
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$128B
$434K 0.19%
17,564
+4,524
+35% +$111K
BA icon
87
Boeing
BA
$185B
$431K 0.19%
2,873
+375
+15% +$54.6K
CLX icon
88
Clorox
CLX
$12.7B
$422K 0.19%
3,825
+1,450
+61% +$157K
RY icon
89
Royal Bank of Canada
RY
$293B
$409K 0.18%
6,783
+1,508
+29% +$92.7K
BHI
90
DELISTED
Baker Hughes
BHI
$402K 0.18%
6,325
-800
-11% -$48.3K
XLE icon
91
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$398K 0.17%
10,254
-1,076
-9% -$41.7K
UPS icon
92
United Parcel Service
UPS
$88.9B
$389K 0.17%
4,014
+185
+5% +$19K
INTC icon
93
Intel
INTC
$513B
$382K 0.17%
12,215
+1,627
+15% +$54.9K
OXY icon
94
Occidental Petroleum
OXY
$55.9B
$380K 0.17%
5,217
– –
SLB icon
95
SLB Ltd
SLB
$75B
$374K 0.16%
4,485
+187
+4% +$15.6K
CXP
96
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$370K 0.16%
13,680
+2,441
+22% +$62.5K
MDT icon
97
Medtronic
MDT
$112B
$367K 0.16%
4,701
– –
VGT icon
98
Vanguard Information Technology ETF
VGT
$149B
$366K 0.16%
27,480
+2,216
+9% +$29.3K
SWN
99
DELISTED
Southwestern Energy Company
SWN
$348K 0.15%
14,985
+2,435
+19% +$60.5K
CVS icon
100
CVS Health
CVS
$122B
$334K 0.15%
3,235
+143
+5% +$14.5K
2 3
4
5 6

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.