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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
(-52%)
Cap. Flow
-$164M
Cap. Flow
% of AUM
-104.61%
Top 10 Holdings %
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.6M |
| 2 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$1.41M |
| 3 |
iShares Global 100 ETF
IOO
|
+$439K |
| 4 |
Stellantis
STLA
|
+$431K |
| 5 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$345K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.6M |
| 2 |
ExxonMobil
XOM
|
+$10.1M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$7.12M |
| 4 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$6.99M |
| 5 |
Microsoft
MSFT
|
+$6.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.35% |
| 2 | Financials | 8.48% |
| 3 | Energy | 6.48% |
| 4 | Healthcare | 6.38% |
| 5 | Consumer Staples | 5.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
SLB Ltd
SLB
$75B
| $363K | 0.23% |
4,298
-1,788
| -29% | -$164K |
|
|
PNY
77
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $361K | 0.23% |
9,026
-11,528
| -56% | -$429K |
|
78
Intel
INTC
$513B
| $356K | 0.23% |
10,588
-1,499
| -12% | -$52.2K |
|
79
Medtronic
MDT
$112B
| $348K | 0.22% |
4,701
+3,329
| +243% | +$231K |
|
80
Bristol-Myers Squibb
BMY
$132B
| $341K | 0.22% |
5,750
-5,400
| -48% | -$305K |
|
81
Home Depot
HD
$355B
| $334K | 0.21% |
3,078
-5,150
| -63% | -$500K |
|
|
MON
82
DELISTED
Monsanto Co
MON
| $332K | 0.21% |
2,789
-3,303
| -54% | -$384K |
|
83
Vanguard Information Technology ETF
VGT
$149B
| $326K | 0.21% |
25,264
+304
| +1% | +$3.88K |
|
|
SWN
84
DELISTED
Southwestern Energy Company
SWN
| $325K | 0.21% |
12,550
-350
| -3% | -$11.2K |
|
85
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $323K | 0.21% |
5,497
-3,143
| -36% | -$184K |
|
86
Invesco QQQ Trust
QQQ
$484B
| $320K | 0.2% |
3,108
+540
| +21% | +$54.6K |
|
87
ConocoPhillips
COP
$141B
| $313K | 0.2% |
4,747
-6,208
| -57% | -$433K |
|
88
iShares Russell 1000 Growth ETF
IWF
$128B
| $313K | 0.2% |
13,040
+740
| +6% | +$17.3K |
|
89
CVS Health
CVS
$122B
| $311K | 0.2% |
3,092
-139
| -4% | -$12.2K |
|
90
Royal Bank of Canada
RY
$293B
| $311K | 0.2% |
5,275
-7,384
| -58% | -$522K |
|
91
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $303K | 0.19% |
2,873
+2,664
| +1,275% | +$276K |
|
92
Emerson Electric
EMR
$88.3B
| $302K | 0.19% |
5,275
+440
| +9% | +$27.6K |
|
93
iShares Biotechnology ETF
IBB
$9.77B
| $299K | 0.19% |
2,874
+6
| +0.2% | +$583 |
|
94
Costco
COST
$420B
| $289K | 0.18% |
1,856
+401
| +28% | +$54.5K |
|
|
CXP
95
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $285K | 0.18% |
11,239
| – | – |
|
96
Lincoln National
LNC
$8.81B
| $265K | 0.17% |
4,974
-12,233
| -71% | -$666K |
|
97
Clorox
CLX
$12.7B
| $260K | 0.17% |
2,375
-1,502
| -39% | -$150K |
|
98
iShares Europe ETF
IEV
$1.7B
| $260K | 0.17% |
5,955
-3,875
| -39% | -$169K |
|
99
State Street
STT
$50.7B
| $258K | 0.16% |
3,500
-1,000
| -22% | -$75K |
|
100
Unilever
UL
$136B
| $257K | 0.16% |
5,277
+3,282
| +165% | +$151K |
|
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Carroll Financial Associates's Q4 2014 Portfolio in Review
As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.
Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.
- Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
- Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
- Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
- Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
- Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
- Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
- Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.
Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.