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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
76
iShares Core S&P Mid-Cap ETF
IJH
$126B
$763K 0.21%
26,660
+1,530
+6% +$42K
MON
77
DELISTED
Monsanto Co
MON
$760K 0.21%
6,092
-150
-2% -$17.6K
EPD icon
78
Enterprise Products Partners
EPD
$82.5B
$734K 0.21%
18,752
+672
+4% +$24.8K
BDCL
79
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$728K 0.2%
25,400
+12,400
+95% +$324K
VTV icon
80
Vanguard Morningstar Value ETF
VTV
$191B
$725K 0.2%
8,950
+100
+1% +$7.92K
HD icon
81
Home Depot
HD
$347B
$718K 0.2%
8,873
+635
+8% +$50.1K
WMT icon
82
Walmart Inc
WMT
$888B
$715K 0.2%
28,581
+7,908
+38% +$203K
DIS icon
83
Walt Disney
DIS
$170B
$705K 0.2%
8,219
+1,050
+15% +$85.8K
COV
84
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$681K 0.19%
7,556
-250
-3% -$18.7K
SLB icon
85
SLB Ltd
SLB
$75.4B
$675K 0.19%
5,721
+1,943
+51% +$200K
DD
86
DELISTED
Du Pont De Nemours E I
DD
$618K 0.17%
9,938
+1,053
+12% +$67.7K
WT icon
87
WisdomTree
WT
$3.42B
$617K 0.17%
49,900
+27,600
+124% +$312K
MO icon
88
Altria Group
MO
$114B
$613K 0.17%
14,606
+3,759
+35% +$151K
SPLV icon
89
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$599K 0.17%
16,836
+4,541
+37% +$157K
VZ icon
90
Verizon
VZ
$195B
$598K 0.17%
12,217
-108
-0.9% -$5.23K
EV
91
DELISTED
Eaton Vance Corp.
EV
$567K 0.16%
15,000
– –
SCG
92
DELISTED
Scana
SCG
$548K 0.15%
10,176
-1,045
-9% -$54.3K
DVY icon
93
iShares Select Dividend ETF
DVY
$23.8B
$537K 0.15%
6,977
+420
+6% +$31.4K
ETJ
94
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$531K 0.15%
46,000
+25,000
+119% +$283K
PGX icon
95
Invesco Preferred ETF
PGX
$3.81B
$524K 0.15%
35,835
+579
+2% +$8.35K
BMY icon
96
Bristol-Myers Squibb
BMY
$135B
$517K 0.14%
10,650
+1,200
+13% +$59.1K
WMB icon
97
Williams Companies
WMB
$87.5B
$515K 0.14%
8,850
-10,574
-54% -$490K
BDX icon
98
Becton Dickinson
BDX
$46.9B
$505K 0.14%
4,379
+92
+2% +$10.4K
IEV icon
99
iShares Europe ETF
IEV
$1.69B
$501K 0.14%
10,325
+785
+8% +$38.7K
PSX icon
100
Phillips 66
PSX
$82.5B
$495K 0.14%
6,149
+75
+1% +$6.18K
2 3
4
5 6

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.