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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
76
iShares Core S&P Mid-Cap ETF
IJH
$127B
$629K 0.22%
23,530
+2,755
+13% +$71.1K
BMY icon
77
Bristol-Myers Squibb
BMY
$132B
$608K 0.22%
11,454
+320
+3% +$16.3K
EPD icon
78
Enterprise Products Partners
EPD
$81.7B
$566K 0.2%
17,080
-1,258
-7% -$39.2K
VZ icon
79
Verizon
VZ
$196B
$561K 0.2%
11,430
-188
-2% -$9.24K
DD
80
DELISTED
Du Pont De Nemours E I
DD
$540K 0.19%
8,755
– –
DIS icon
81
Walt Disney
DIS
$181B
$529K 0.19%
6,927
-320
-4% -$22.2K
COV
82
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$524K 0.19%
7,706
+50
+0.7% +$3.25K
WMT icon
83
Walmart Inc
WMT
$890B
$517K 0.18%
19,713
+429
+2% +$11.1K
PSX icon
84
Phillips 66
PSX
$81.4B
$496K 0.18%
6,439
-677
-10% -$45.2K
PEBK icon
85
Peoples Bancorp of North Carolina
PEBK
$229M
$489K 0.17%
37,950
-104,500
-73% -$1.26M
V icon
86
Visa
V
$677B
$487K 0.17%
8,760
+2,248
+35% +$113K
SCG
87
DELISTED
Scana
SCG
$485K 0.17%
10,349
+179
+2% +$8.37K
SUP
88
DELISTED
Superior Industries International
SUP
$480K 0.17%
23,300
-7,400
-24% -$140K
TLM
89
DELISTED
TALISMAN ENERGY INC
TLM
$478K 0.17%
41,110
+500
+1% +$6.01K
VTI icon
90
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$474K 0.17%
4,942
– –
AFL icon
91
Aflac
AFL
$63.4B
$469K 0.17%
14,042
+150
+1% +$4.92K
AMGN icon
92
Amgen
AMGN
$222B
$445K 0.16%
3,907
+395
+11% +$44.9K
BNCN
93
DELISTED
BNC Bancorp
BNCN
$445K 0.16%
25,966
– –
BA icon
94
Boeing
BA
$185B
$433K 0.15%
3,177
– –
BDX icon
95
Becton Dickinson
BDX
$48.7B
$410K 0.15%
3,807
-205
-5% -$21.3K
MO icon
96
Altria Group
MO
$114B
$401K 0.14%
10,454
-1,703
-14% -$62.9K
HTS.PRA
97
DELISTED
HATTERAS FINANCIAL CORP CUM REDEEMABLE PFD SER A (MD)
HTS.PRA
$395K 0.14%
19,120
+3,900
+26% +$85.3K
ARCC icon
98
Ares Capital
ARCC
$14.4B
$389K 0.14%
+21,900
New +$386K
VV icon
99
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$389K 0.14%
4,599
– –
DVY icon
100
iShares Select Dividend ETF
DVY
$23.6B
$388K 0.14%
5,447
+350
+7% +$24.3K
2 3
4
5 6

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.