We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCG
951
DELISTED
Sterling Capital Focus Equity ETF
LCG
$25K ﹤0.01%
980
– –
LVS icon
952
Las Vegas Sands
LVS
$29.6B
$25K ﹤0.01%
417
-1,577
-79% -$92.3K
PPL
953
PPL Corp
PPL
$26.5B
$25K ﹤0.01%
899
-709
-44% -$19.9K
ROKU icon
954
Roku
ROKU
$22.4B
$25K ﹤0.01%
77
-16
-17% -$6.27K
SCI icon
955
Service Corp International
SCI
$11.4B
$25K ﹤0.01%
500
– –
SPYG icon
956
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$25K ﹤0.01%
452
-90
-17% -$5.04K
SUI icon
957
Sun Communities
SUI
$14.5B
$25K ﹤0.01%
+168
New +$24.8K
TAP icon
958
Molson Coors Class B
TAP
$7.83B
$25K ﹤0.01%
502
– –
U icon
959
Unity
U
$19.3B
$25K ﹤0.01%
+252
New +$31K
WST icon
960
West Pharmaceutical
WST
$24.7B
$25K ﹤0.01%
92
– –
AMED
961
DELISTED
Amedisys
AMED
$24K ﹤0.01%
93
+15
+19% +$4.23K
BTI icon
962
British American Tobacco
BTI
$122B
$24K ﹤0.01%
630
+579
+1,135% +$21.8K
DRI icon
963
Darden Restaurants
DRI
$25B
$24K ﹤0.01%
175
+120
+218% +$15.8K
KRNT icon
964
Kornit Digital
KRNT
$815M
$24K ﹤0.01%
244
– –
LOGI icon
965
Logitech
LOGI
$14.8B
$24K ﹤0.01%
+230
New +$24.2K
NWS icon
966
News Corp Class B
NWS
$17.7B
$24K ﹤0.01%
1,026
-227
-18% -$4.91K
SMG icon
967
ScottsMiracle-Gro
SMG
$3.61B
$24K ﹤0.01%
98
– –
UTG icon
968
Reaves Utility Income Fund
UTG
$3.63B
$24K ﹤0.01%
726
– –
XLRE icon
969
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$24K ﹤0.01%
616
– –
CBRL icon
970
Cracker Barrel
CBRL
$1.25B
$23K ﹤0.01%
135
-2
-1% -$305
FDS icon
971
Factset
FDS
$10.1B
$23K ﹤0.01%
77
– –
GDDY icon
972
GoDaddy
GDDY
$11.5B
$23K ﹤0.01%
303
– –
JHMM icon
973
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$23K ﹤0.01%
477
– –
NOK icon
974
Nokia
NOK
$52.7B
$23K ﹤0.01%
6,054
+5,907
+4,018% +$24.7K
PCEF icon
975
Invesco CEF Income Composite ETF
PCEF
$817M
$23K ﹤0.01%
1,000
– –
37 38
39
40 41

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.