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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCN
951
PIMCO Corporate & Income Strategy Fund
PCN
$883M
$18K ﹤0.01%
1,080
– –
PHM icon
952
Pultegroup
PHM
$24.9B
$18K ﹤0.01%
430
– –
RSPM icon
953
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$18K ﹤0.01%
650
– –
SAIC icon
954
Saic
SAIC
$5.35B
$18K ﹤0.01%
200
– –
VGK icon
955
Vanguard FTSE Europe ETF
VGK
$31.1B
$18K ﹤0.01%
300
– –
VRNS icon
956
Varonis Systems
VRNS
$5.26B
$18K ﹤0.01%
333
-816
-71% -$35.4K
CSF
957
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$18K ﹤0.01%
364
– –
BKI
958
DELISTED
Black Knight, Inc. Common Stock
BKI
$18K ﹤0.01%
205
– –
ABB
959
DELISTED
ABB Ltd
ABB
$18K ﹤0.01%
679
– –
BSCM
960
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
EFOR
961
Everforth Inc
EFOR
$1.37B
$17K ﹤0.01%
209
– –
CGNX icon
962
Cognex
CGNX
$10.4B
$17K ﹤0.01%
222
-5
-2% -$364
EWL icon
963
iShares MSCI Switzerland ETF
EWL
$2.22B
$17K ﹤0.01%
395
– –
HAS icon
964
Hasbro
HAS
$13.6B
$17K ﹤0.01%
183
– –
IT icon
965
Gartner
IT
$11.6B
$17K ﹤0.01%
110
-7
-6% -$1.01K
JD icon
966
JD.com
JD
$39.6B
$17K ﹤0.01%
200
– –
LYFT icon
967
Lyft
LYFT
$6.48B
$17K ﹤0.01%
357
+150
+72% +$5.46K
PARA
968
DELISTED
Paramount Global Class B
PARA
$17K ﹤0.01%
483
-45
-9% -$1.44K
PWV icon
969
Invesco Large Cap Value ETF
PWV
$1.79B
$17K ﹤0.01%
462
– –
SRVR icon
970
Pacer Data & Infrastructure Real Estate ETF
SRVR
$389M
$17K ﹤0.01%
500
– –
SWKS icon
971
Skyworks Solutions
SWKS
$10.5B
$17K ﹤0.01%
+115
New +$16.8K
URE icon
972
ProShares Ultra Real Estate
URE
$60M
$17K ﹤0.01%
276
+1
+0.4% +$59
WIX icon
973
WIX.com
WIX
$3.35B
$17K ﹤0.01%
70
-34
-33% -$8.95K
ANF icon
974
Abercrombie & Fitch
ANF
$4.84B
$16K ﹤0.01%
800
– –
EELV icon
975
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$16K ﹤0.01%
745
– –
37 38
39
40 41

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.