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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
951
ScottsMiracle-Gro
SMG
$3.59B
$10K ﹤0.01%
98
– –
VDE icon
952
Vanguard Energy ETF
VDE
$10.4B
$10K ﹤0.01%
264
-71
-21% -$4.5K
XBI icon
953
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$10K ﹤0.01%
141
– –
HEP
954
DELISTED
Holly Energy Partners, L.P.
HEP
$10K ﹤0.01%
721
– –
BSJM
955
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$10K ﹤0.01%
+490
New +$11.6K
CTXS
956
DELISTED
Citrix Systems Inc
CTXS
$10K ﹤0.01%
74
– –
MNDT
957
DELISTED
Mandiant, Inc. Common Stock
MNDT
$10K ﹤0.01%
995
+49
+5% +$705
BSJK
958
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
TSG
959
DELISTED
The Stars Group Inc.
TSG
$10K ﹤0.01%
495
– –
AVNS
960
DELISTED
Avanos Medical
AVNS
$9K ﹤0.01%
351
+14
+4% +$418
BBH icon
961
VanEck Biotech ETF
BBH
$428M
$9K ﹤0.01%
76
– –
BXMT icon
962
Blackstone Mortgage Trust
BXMT
$2.44B
$9K ﹤0.01%
500
– –
CCK icon
963
Crown Holdings
CCK
$12.9B
$9K ﹤0.01%
162
– –
DON icon
964
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$9K ﹤0.01%
413
– –
DOX icon
965
Amdocs
DOX
$6.23B
$9K ﹤0.01%
171
– –
DPZ icon
966
Domino's
DPZ
$11.6B
$9K ﹤0.01%
30
-4
-12% -$1.23K
DRIV icon
967
Global X Autonomous & Electric Vehicles ETF
DRIV
$394M
$9K ﹤0.01%
+875
New +$12.2K
EMLP icon
968
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$9K ﹤0.01%
+541
New +$12.7K
ESS icon
969
Essex Property Trust
ESS
$18.5B
$9K ﹤0.01%
41
+1
+3% +$287
ETG
970
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$9K ﹤0.01%
800
– –
H icon
971
Hyatt Hotels
H
$16.9B
$9K ﹤0.01%
196
– –
HCSG icon
972
Healthcare Services Group
HCSG
$1.45B
$9K ﹤0.01%
408
– –
HERO icon
973
Global X Video Games & Esports ETF
HERO
$66.8M
$9K ﹤0.01%
+590
New +$9.88K
HPQ icon
974
HP
HPQ
$28.6B
$9K ﹤0.01%
560
– –
HYMB icon
975
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$9K ﹤0.01%
350
– –
37 38
39
40 41

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.