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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
951
DELISTED
PROS Holdings
PRO
$15K ﹤0.01%
265
– –
RWO icon
952
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$15K ﹤0.01%
297
+23
+8% +$1.2K
SLX icon
953
VanEck Steel ETF
SLX
$176M
$15K ﹤0.01%
412
+10
+2% +$359
SPIB icon
954
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15K ﹤0.01%
431
+408
+1,774% +$14.4K
THC icon
955
Tenet Healthcare
THC
$21B
$15K ﹤0.01%
401
– –
TTWO icon
956
Take-Two Interactive
TTWO
$47.2B
$15K ﹤0.01%
124
– –
XRAY icon
957
Dentsply Sirona
XRAY
$2.37B
$15K ﹤0.01%
270
– –
HEP
958
DELISTED
Holly Energy Partners, L.P.
HEP
$15K ﹤0.01%
721
– –
MNDT
959
DELISTED
Mandiant, Inc. Common Stock
MNDT
$15K ﹤0.01%
946
– –
AL
960
DELISTED
Air Lease Corp
AL
$14K ﹤0.01%
305
– –
BAC.PRL icon
961
Bank of America Series L
BAC.PRL
$4B
$14K ﹤0.01%
+10
New +$14.8K
STEX
962
Streamex Corp
STEX
$79.9M
$14K ﹤0.01%
243
– –
BWXT icon
963
BWX Technologies
BWXT
$15.5B
$14K ﹤0.01%
226
– –
DFS
964
DELISTED
Discover Financial Services
DFS
$14K ﹤0.01%
166
– –
ETG
965
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$14K ﹤0.01%
800
– –
FCX icon
966
Freeport-McMoran
FCX
$98.7B
$14K ﹤0.01%
1,106
+203
+22% +$2.23K
IIPR icon
967
Innovative Industrial Properties
IIPR
$1.67B
$14K ﹤0.01%
197
– –
MIDU icon
968
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$78.7M
$14K ﹤0.01%
298
– –
PBH icon
969
Prestige Consumer Healthcare
PBH
$2.54B
$14K ﹤0.01%
346
– –
P
970
Everpure Inc
P
$32.9B
$14K ﹤0.01%
874
– –
TVTX icon
971
Travere Therapeutics
TVTX
$5.79B
$14K ﹤0.01%
1,000
– –
WOLF icon
972
Wolfspeed
WOLF
$1.56B
$14K ﹤0.01%
314
+15
+5% +$700
SEAC
973
DELISTED
Seachange International Inc
SEAC
$14K ﹤0.01%
175
– –
CERN
974
DELISTED
Cerner Corp
CERN
$14K ﹤0.01%
201
+1
+0.5% +$69
AMED
975
DELISTED
Amedisys
AMED
$13K ﹤0.01%
80
– –
37 38
39
40 41

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.