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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
951
DELISTED
Spirit AeroSystems
SPR
$12K ﹤0.01%
150
– –
USFD icon
952
US Foods
USFD
$23.9B
$12K ﹤0.01%
300
– –
WTW icon
953
Willis Towers Watson
WTW
$31.9B
$12K ﹤0.01%
65
– –
WYNN icon
954
Wynn Resorts
WYNN
$10.6B
$12K ﹤0.01%
116
+98
+544% +$11.7K
NS
955
DELISTED
NuStar Energy L.P.
NS
$12K ﹤0.01%
453
– –
BKI
956
DELISTED
Black Knight, Inc. Common Stock
BKI
$12K ﹤0.01%
211
+2
+1% +$124
MNDT
957
DELISTED
Mandiant, Inc. Common Stock
MNDT
$12K ﹤0.01%
946
+192
+25% +$2.73K
VSM
958
DELISTED
Versum Materials, Inc.
VSM
$12K ﹤0.01%
237
+137
+137% +$7.12K
BTT icon
959
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$11K ﹤0.01%
500
– –
DOX icon
960
Amdocs
DOX
$6.22B
$11K ﹤0.01%
171
– –
DRI icon
961
Darden Restaurants
DRI
$24.9B
$11K ﹤0.01%
100
-45
-31% -$5.49K
DXCM icon
962
DexCom
DXCM
$33.1B
$11K ﹤0.01%
312
– –
EXLS icon
963
EXL Service
EXLS
$5.32B
$11K ﹤0.01%
840
– –
FIXD icon
964
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$11K ﹤0.01%
+210
New +$11K
FMX icon
965
Fomento Económico Mexicano
FMX
$40.9B
$11K ﹤0.01%
123
– –
GSHD icon
966
Goosehead Insurance
GSHD
$2.29B
$11K ﹤0.01%
240
– –
HDEF icon
967
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.35B
$11K ﹤0.01%
500
– –
JAZZ icon
968
Jazz Pharmaceuticals
JAZZ
$16.7B
$11K ﹤0.01%
86
-120
-58% -$16.1K
KTB icon
969
Kontoor Brands
KTB
$4.27B
$11K ﹤0.01%
+333
New +$10.8K
MGEE icon
970
MGE Energy Inc
MGEE
$3.04B
$11K ﹤0.01%
150
– –
MTN icon
971
Vail Resorts
MTN
$5.21B
$11K ﹤0.01%
49
– –
NEM icon
972
Newmont
NEM
$124B
$11K ﹤0.01%
304
– –
NOW icon
973
ServiceNow
NOW
$132B
$11K ﹤0.01%
235
– –
NXTG icon
974
First Trust Indxx NextG ETF
NXTG
$560M
$11K ﹤0.01%
+220
New +$11K
PEY icon
975
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$11K ﹤0.01%
610
– –
37 38
39
40 41

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.