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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCSG icon
951
Healthcare Services Group
HCSG
$1.53B
$12K ﹤0.01%
414
+61
+17% +$2.02K
HIW icon
952
Highwoods Properties
HIW
$3.47B
$12K ﹤0.01%
308
+2
+0.7% +$89
IXC icon
953
iShares Global Energy ETF
IXC
$2.62B
$12K ﹤0.01%
380
+130
+52% +$4.28K
LEA icon
954
Lear
LEA
$8.18B
$12K ﹤0.01%
90
-21
-19% -$2.94K
MIDU icon
955
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.4M
$12K ﹤0.01%
297
– –
NOW icon
956
ServiceNow
NOW
$129B
$12K ﹤0.01%
235
+160
+213% +$8.41K
NTES icon
957
NetEase
NTES
$84.7B
$12K ﹤0.01%
245
– –
PSCF icon
958
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$12K ﹤0.01%
236
+104
+79% +$5.59K
ROL icon
959
Rollins
ROL
$18.2B
$12K ﹤0.01%
536
– –
SCHP icon
960
Schwab US TIPS ETF
SCHP
$16.2B
$12K ﹤0.01%
452
+66
+17% +$1.83K
SPR
961
DELISTED
Spirit AeroSystems
SPR
$12K ﹤0.01%
150
– –
STX icon
962
Seagate
STX
$184B
$12K ﹤0.01%
273
– –
WTW icon
963
Willis Towers Watson
WTW
$32B
$12K ﹤0.01%
65
+23
+55% +$4.17K
XBI icon
964
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$12K ﹤0.01%
141
– –
LGF.A
965
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$12K ﹤0.01%
1,011
– –
NS
966
DELISTED
NuStar Energy L.P.
NS
$12K ﹤0.01%
453
– –
BKI
967
DELISTED
Black Knight, Inc. Common Stock
BKI
$12K ﹤0.01%
209
– –
BSCL
968
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$12K ﹤0.01%
583
– –
BSJK
969
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$12K ﹤0.01%
528
– –
CIZ
970
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$12K ﹤0.01%
390
-1,183
-75% -$37.5K
BSCM
971
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$12K ﹤0.01%
604
– –
AMLP icon
972
Alerian MLP ETF
AMLP
$13.1B
$11K ﹤0.01%
232
+112
+93% +$5.54K
BTT icon
973
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$11K ﹤0.01%
500
– –
DVN icon
974
Devon Energy
DVN
$47.3B
$11K ﹤0.01%
390
+203
+109% +$6.03K
DXCM icon
975
DexCom
DXCM
$32B
$11K ﹤0.01%
312
-412
-57% -$13K
37 38
39
40 41

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.