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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
951
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$10K ﹤0.01%
+242
New +$9.98K
USFD icon
952
US Foods
USFD
$23.9B
$10K ﹤0.01%
300
– –
VPL icon
953
Vanguard FTSE Pacific ETF
VPL
$8.37B
$10K ﹤0.01%
153
– –
VGR
954
DELISTED
Vector Group Ltd.
VGR
$10K ﹤0.01%
1,442
+610
+73% +$4.54K
SPLK
955
DELISTED
Splunk Inc
SPLK
$10K ﹤0.01%
+82
New +$10.2K
LTHM
956
DELISTED
Livent Corporation
LTHM
$10K ﹤0.01%
+893
New +$11.6K
RSX
957
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
500
– –
S
958
DELISTED
Sprint Corporation
S
$10K ﹤0.01%
1,774
– –
A icon
959
Agilent Technologies
A
$41.9B
$9K ﹤0.01%
123
-60
-33% -$4.55K
BBDC icon
960
Barings BDC
BBDC
$979M
$9K ﹤0.01%
1,000
– –
BBH icon
961
VanEck Biotech ETF
BBH
$427M
$9K ﹤0.01%
+76
New +$9.6K
CFR icon
962
Cullen/Frost Bankers
CFR
$10.3B
$9K ﹤0.01%
100
– –
CHY
963
Calamos Convertible and High Income Fund
CHY
$1.06B
$9K ﹤0.01%
880
– –
CSQ icon
964
Calamos Strategic Total Return Fund
CSQ
$3.37B
$9K ﹤0.01%
733
– –
DES icon
965
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$9K ﹤0.01%
336
+165
+96% +$4.51K
DOX icon
966
Amdocs
DOX
$6.24B
$9K ﹤0.01%
171
+21
+14% +$1.18K
EWC icon
967
iShares MSCI Canada ETF
EWC
$6.49B
$9K ﹤0.01%
354
– –
FR icon
968
First Industrial Realty Trust
FR
$8.36B
$9K ﹤0.01%
260
– –
IBDQ
969
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$9K ﹤0.01%
+384
New +$9.34K
IFF icon
970
International Flavors & Fragrances
IFF
$21.6B
$9K ﹤0.01%
76
– –
LUMN icon
971
Lumen
LUMN
$6.79B
$9K ﹤0.01%
756
+45
+6% +$625
MTD icon
972
Mettler-Toledo International
MTD
$28.7B
$9K ﹤0.01%
13
-59
-82% -$38.4K
NOV icon
973
NOV
NOV
$7.4B
$9K ﹤0.01%
366
– –
NWS icon
974
News Corp Class B
NWS
$17.6B
$9K ﹤0.01%
775
– –
SLM icon
975
SLM Corp
SLM
$5.15B
$9K ﹤0.01%
1,005
+5
+0.5% +$52
37 38
39
40 41

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.