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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
951
First Industrial Realty Trust
FR
$8.44B
$8K ﹤0.01%
260
– –
FWONK icon
952
Liberty Media Series C
FWONK
$25.8B
$8K ﹤0.01%
240
– –
GDV icon
953
Gabelli Dividend & Income Trust
GDV
$2.66B
$8K ﹤0.01%
350
– –
GLOB icon
954
Globant
GLOB
$1.61B
$8K ﹤0.01%
151
– –
GSHD icon
955
Goosehead Insurance
GSHD
$2.32B
$8K ﹤0.01%
+240
New +$6.96K
LBRDK icon
956
Liberty Broadband Class C
LBRDK
$5.15B
$8K ﹤0.01%
102
– –
LKQ icon
957
LKQ Corp
LKQ
$6.29B
$8K ﹤0.01%
281
– –
MCR
958
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MDIV icon
959
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$8K ﹤0.01%
460
– –
MIDD icon
960
Middleby
MIDD
$6.08B
$8K ﹤0.01%
66
– –
OUSM icon
961
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$8K ﹤0.01%
290
– –
SNA icon
962
Snap-on
SNA
$21.5B
$8K ﹤0.01%
47
– –
SNY icon
963
Sanofi
SNY
$104B
$8K ﹤0.01%
200
– –
STWD icon
964
Starwood Property Trust
STWD
$6.09B
$8K ﹤0.01%
383
– –
WSO icon
965
Watsco Inc
WSO
$13.6B
$8K ﹤0.01%
45
– –
TWOU
966
DELISTED
2U Inc
TWOU
$8K ﹤0.01%
4
– –
BBBY
967
DELISTED
Bed Bath & Beyond Inc
BBBY
$8K ﹤0.01%
552
– –
STOR
968
DELISTED
STORE Capital Corporation
STOR
$8K ﹤0.01%
322
-1
-0.3% -$28
CTXS
969
DELISTED
Citrix Systems Inc
CTXS
$8K ﹤0.01%
74
– –
LION
970
DELISTED
Fidelity Southern Corporation
LION
$8K ﹤0.01%
331
+1
+0.3% +$25
ESV
971
DELISTED
Ensco Rowan plc
ESV
$8K ﹤0.01%
240
– –
MYF
972
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
CEO
973
DELISTED
CNOOC Limited
CEO
$8K ﹤0.01%
42
– –
WES
974
DELISTED
Western Gas Partners Lp
WES
$8K ﹤0.01%
200
– –
ACGL icon
975
Arch Capital
ACGL
$33.6B
$7K ﹤0.01%
237
+42
+22% +$1.25K
37 38
39
40 41

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
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C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.