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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBT
951
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$7K ﹤0.01%
628
– –
AST
952
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$7K ﹤0.01%
+5,150
New +$10.8K
XLFS
953
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$7K ﹤0.01%
132
– –
A icon
954
Agilent Technologies
A
$41.7B
$6K ﹤0.01%
100
-100
-50% -$7.01K
APA icon
955
APA Corp
APA
$14.4B
$6K ﹤0.01%
179
+151
+539% +$6.08K
ASH icon
956
Ashland
ASH
$3.45B
$6K ﹤0.01%
97
– –
BBN icon
957
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$6K ﹤0.01%
300
– –
BC icon
958
Brunswick
BC
$5.19B
$6K ﹤0.01%
110
-36
-25% -$2.13K
CMC icon
959
Commercial Metals
CMC
$8.14B
$6K ﹤0.01%
+300
New +$7.28K
CXW icon
960
CoreCivic
CXW
$3.32B
$6K ﹤0.01%
+316
New +$6.83K
DLB icon
961
Dolby
DLB
$5.84B
$6K ﹤0.01%
105
– –
DORM icon
962
Dorman Products
DORM
$3.98B
$6K ﹤0.01%
96
– –
EWU icon
963
iShares MSCI United Kingdom ETF
EWU
$4.15B
$6K ﹤0.01%
+185
New +$6.59K
EXLS icon
964
EXL Service
EXLS
$5.35B
$6K ﹤0.01%
600
– –
EZM icon
965
WisdomTree US MidCap Fund
EZM
$953M
$6K ﹤0.01%
+165
New +$6.56K
FWONK icon
966
Liberty Media Series C
FWONK
$25.7B
$6K ﹤0.01%
227
+15
+7% +$496
GDL
967
GDL Fund
GDL
$92.1M
$6K ﹤0.01%
698
– –
GOVT icon
968
iShares US Treasury Bond ETF
GOVT
$43.6B
$6K ﹤0.01%
274
+87
+47% +$2.15K
GRFS
969
Grifois
GRFS
$5.49B
$6K ﹤0.01%
313
– –
HACK icon
970
Amplify Cybersecurity ETF
HACK
$3.02B
$6K ﹤0.01%
181
– –
IFF icon
971
International Flavors & Fragrances
IFF
$21.7B
$6K ﹤0.01%
46
-2
-4% -$290
INTU icon
972
Intuit
INTU
$91.4B
$6K ﹤0.01%
37
– –
MDY icon
973
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$6K ﹤0.01%
20
– –
MHK icon
974
Mohawk Industries
MHK
$9.17B
$6K ﹤0.01%
27
– –
MYD
975
DELISTED
BlackRock MuniYield Fund
MYD
$6K ﹤0.01%
512
– –
37 38
39
40 41

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.