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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
951
Copart
CPRT
$27.4B
$6K ﹤0.01%
584
– –
CX icon
952
Cemex
CX
$16.3B
$6K ﹤0.01%
869
– –
DLB icon
953
Dolby
DLB
$5.77B
$6K ﹤0.01%
105
– –
EXI icon
954
iShares Global Industrials ETF
EXI
$1.48B
$6K ﹤0.01%
65
– –
FLS icon
955
Flowserve
FLS
$10.2B
$6K ﹤0.01%
165
– –
GDL
956
GDL Fund
GDL
$92.2M
$6K ﹤0.01%
+698
New +$6.98K
IGOV icon
957
iShares International Treasury Bond ETF
IGOV
$1.54B
$6K ﹤0.01%
140
+10
+8% +$492
ISRG icon
958
Intuitive Surgical
ISRG
$133B
$6K ﹤0.01%
54
– –
MAN icon
959
ManpowerGroup
MAN
$2.68B
$6K ﹤0.01%
50
– –
MDY icon
960
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$6K ﹤0.01%
20
– –
NCV
961
Virtus Convertible & Income Fund
NCV
$387M
$6K ﹤0.01%
247
– –
RWK icon
962
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$6K ﹤0.01%
100
– –
SCHG icon
963
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$6K ﹤0.01%
760
-1,608
-68% -$13.8K
SDOG icon
964
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$6K ﹤0.01%
145
+1
+0.7% +$45
SPXC icon
965
SPX Corp
SPXC
$10.8B
$6K ﹤0.01%
208
– –
SSL icon
966
Sasol
SSL
$7.14B
$6K ﹤0.01%
192
– –
TLK icon
967
Telkom Indonesia
TLK
$14.9B
$6K ﹤0.01%
209
– –
UHAL icon
968
U-Haul Holding Co
UHAL
$14.7B
$6K ﹤0.01%
170
+110
+183% +$4.11K
VAC icon
969
Marriott Vacations Worldwide
VAC
$4.23B
$6K ﹤0.01%
45
– –
VRTX icon
970
Vertex Pharmaceuticals
VRTX
$124B
$6K ﹤0.01%
46
– –
VVV icon
971
Valvoline
VVV
$4.52B
$6K ﹤0.01%
266
– –
XRX icon
972
Xerox
XRX
$427M
$6K ﹤0.01%
214
– –
XSLV icon
973
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$6K ﹤0.01%
137
+1
+0.7% +$47
CPAY icon
974
Corpay
CPAY
$25.7B
$6K ﹤0.01%
33
– –
EQIN
975
Columbia U.S. Equity Income ETF
EQIN
$313M
$6K ﹤0.01%
235
– –
37 38
39
40 41

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6M
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.