We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
951
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$6K ﹤0.01%
136
+1
+0.7% +$44
BECN
952
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
122
– –
TWOU
953
DELISTED
2U Inc
TWOU
$6K ﹤0.01%
4
– –
RAD
954
DELISTED
Rite Aid Corporation
RAD
$6K ﹤0.01%
160
+20
+14% +$948
VTA
955
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6K ﹤0.01%
516
+106
+26% +$1.26K
INWK
956
DELISTED
InnerWorkings, Inc.
INWK
$6K ﹤0.01%
549
– –
APU
957
DELISTED
AmeriGas Partners, L.P.
APU
$6K ﹤0.01%
135
+3
+2% +$132
TFCFA
958
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6K ﹤0.01%
258
– –
QCP
959
DELISTED
Quality Care Properties, Inc.
QCP
$6K ﹤0.01%
377
+17
+5% +$270
OA
960
DELISTED
Orbital ATK, Inc.
OA
$6K ﹤0.01%
50
– –
MBT
961
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6K ﹤0.01%
628
-174
-22% -$1.61K
ARI
962
Apollo Commercial Real Estate
ARI
$884M
$5K ﹤0.01%
300
– –
ASIX icon
963
AdvanSix
ASIX
$443M
$5K ﹤0.01%
131
– –
BKD icon
964
Brookdale Senior Living
BKD
$3.39B
$5K ﹤0.01%
517
– –
BLW icon
965
BlackRock Limited Duration Income Trust
BLW
$494M
$5K ﹤0.01%
313
– –
CHRW icon
966
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
73
– –
CPRT icon
967
Copart
CPRT
$27.5B
$5K ﹤0.01%
584
– –
DBL
968
DoubleLine Opportunistic Credit Fund
DBL
$280M
$5K ﹤0.01%
218
– –
DBRG icon
969
DigitalBridge
DBRG
$2.95B
$5K ﹤0.01%
105
– –
DSU icon
970
BlackRock Debt Strategies Fund
DSU
$597M
$5K ﹤0.01%
436
– –
ETY icon
971
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5K ﹤0.01%
440
– –
EXI icon
972
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
65
– –
HACK icon
973
Amplify Cybersecurity ETF
HACK
$2.9B
$5K ﹤0.01%
181
– –
HSTM icon
974
HealthStream
HSTM
$839M
$5K ﹤0.01%
221
– –
IIM icon
975
Invesco Value Municipal Income Trust
IIM
$598M
$5K ﹤0.01%
362
– –
37 38
39
40 41

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.