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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
951
Snap-on
SNA
$21.5B
$6K ﹤0.01%
+37
New +$6.37K
SSL icon
952
Sasol
SSL
$7.13B
$6K ﹤0.01%
219
– –
TT icon
953
Trane Technologies
TT
$106B
$6K ﹤0.01%
73
-400
-85% -$31.7K
WTM icon
954
White Mountains Insurance
WTM
$5.35B
$6K ﹤0.01%
7
+1
+17% +$896
XRX icon
955
Xerox
XRX
$427M
$6K ﹤0.01%
215
-111
-34% -$3.2K
BECN
956
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
137
-5
-4% -$231
PDCO
957
DELISTED
Patterson Companies, Inc.
PDCO
$6K ﹤0.01%
153
-5
-3% -$217
WRI
958
DELISTED
Weingarten Realty Investors
WRI
$6K ﹤0.01%
200
– –
INWK
959
DELISTED
InnerWorkings, Inc.
INWK
$6K ﹤0.01%
619
– –
APU
960
DELISTED
AmeriGas Partners, L.P.
APU
$6K ﹤0.01%
129
+2
+2% +$95
QCP
961
DELISTED
Quality Care Properties, Inc.
QCP
$6K ﹤0.01%
+360
New +$6.4K
FNGN
962
DELISTED
Financial Engines, Inc.
FNGN
$6K ﹤0.01%
155
– –
CBF
963
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$6K ﹤0.01%
142
– –
FTR
964
DELISTED
Frontier Communications Corp.
FTR
$6K ﹤0.01%
201
-9
-4% -$412
KNGT
965
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$6K ﹤0.01%
200
– –
ACGL icon
966
Arch Capital
ACGL
$33.8B
$5K ﹤0.01%
165
– –
ARI
967
Apollo Commercial Real Estate
ARI
$883M
$5K ﹤0.01%
300
– –
BKNG icon
968
Booking.com
BKNG
$160B
$5K ﹤0.01%
75
– –
BWX icon
969
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$5K ﹤0.01%
212
-109
-34% -$2.86K
CHRW icon
970
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
73
– –
CXT icon
971
Crane NXT
CXT
$3.04B
$5K ﹤0.01%
227
– –
DBL
972
DoubleLine Opportunistic Credit Fund
DBL
$281M
$5K ﹤0.01%
218
– –
DBRG icon
973
DigitalBridge
DBRG
$2.95B
$5K ﹤0.01%
105
+37
+54% +$2.08K
DSU icon
974
BlackRock Debt Strategies Fund
DSU
$597M
$5K ﹤0.01%
436
– –
EMLC icon
975
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.83B
$5K ﹤0.01%
145
+29
+25% +$1.05K
37 38
39
40 41

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.