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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
951
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5K ﹤0.01%
451
– –
WTM icon
952
White Mountains Insurance
WTM
$5.13B
$5K ﹤0.01%
6
+1
+20% +$838
MIC
953
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
69
– –
VTA
954
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
410
– –
TRK
955
DELISTED
Speedway Motorsports, Inc.
TRK
$5K ﹤0.01%
265
– –
WFT
956
DELISTED
Weatherford International plc
WFT
$5K ﹤0.01%
1,176
-320
-21% -$1.67K
FNGN
957
DELISTED
Financial Engines, Inc.
FNGN
$5K ﹤0.01%
155
– –
CBF
958
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$5K ﹤0.01%
+142
New +$4.97K
ABCO
959
DELISTED
Advisory Board Co
ABCO
$5K ﹤0.01%
160
– –
PRXL
960
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
89
– –
ACGL icon
961
Arch Capital
ACGL
$33.6B
$4K ﹤0.01%
165
– –
ARI
962
Apollo Commercial Real Estate
ARI
$885M
$4K ﹤0.01%
300
– –
BKNG icon
963
Booking.com
BKNG
$161B
$4K ﹤0.01%
75
-100
-57% -$5.97K
BLW icon
964
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
BRO icon
965
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
202
– –
CPRI icon
966
Capri Holdings
CPRI
$1.74B
$4K ﹤0.01%
100
– –
DBRG icon
967
DigitalBridge
DBRG
$2.95B
$4K ﹤0.01%
68
– –
DEW icon
968
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
– –
DSU icon
969
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
EMLC icon
970
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$4K ﹤0.01%
116
– –
ETY icon
971
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$4K ﹤0.01%
440
– –
GDX icon
972
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
– –
HACK icon
973
Amplify Cybersecurity ETF
HACK
$2.9B
$4K ﹤0.01%
181
– –
IONS icon
974
Ionis Pharmaceuticals
IONS
$9.4B
$4K ﹤0.01%
98
– –
LBRDA icon
975
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
62
-7
-10% -$480
37 38
39
40 41

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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.