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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
951
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4K ﹤0.01%
90
-1
-1% -$49
SNV
952
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
– –
STZ icon
953
Constellation Brands
STZ
$23.2B
$4K ﹤0.01%
+28
New +$4.04K
UPBD icon
954
Upbound Group
UPBD
$1.16B
$4K ﹤0.01%
300
– –
VCIT icon
955
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$4K ﹤0.01%
47
– –
VTOL icon
956
Bristow Group
VTOL
$1.36B
$4K ﹤0.01%
253
– –
WCN
957
Waste Connections
WCN
$42B
$4K ﹤0.01%
111
– –
WDAY icon
958
Workday
WDAY
$44.4B
$4K ﹤0.01%
62
+29
+88% +$1.92K
WIW
959
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$4K ﹤0.01%
+451
New +$4.68K
WTM icon
960
White Mountains Insurance
WTM
$5.13B
$4K ﹤0.01%
5
– –
XLU icon
961
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$4K ﹤0.01%
+196
New +$4.53K
CPAY icon
962
Corpay
CPAY
$25.7B
$4K ﹤0.01%
33
– –
MIC
963
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4K ﹤0.01%
69
– –
VTA
964
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4K ﹤0.01%
+410
New +$4.18K
NBL
965
DELISTED
Noble Energy, Inc.
NBL
$4K ﹤0.01%
128
– –
INWK
966
DELISTED
InnerWorkings, Inc.
INWK
$4K ﹤0.01%
619
– –
BGG
967
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
181
– –
FCE.A
968
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
196
+19
+11% +$373
FNGN
969
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
155
– –
FLTX
970
DELISTED
Fleetmatics Group PLC
FLTX
$4K ﹤0.01%
105
– –
EXAM
971
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$4K ﹤0.01%
154
– –
CRC
972
DELISTED
California Resources Corporation
CRC
$4K ﹤0.01%
433
+65
+18% +$767
ATVI
973
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
+120
New +$3.94K
GG
974
DELISTED
Goldcorp Inc
GG
$4K ﹤0.01%
300
– –
LNKD
975
DELISTED
LinkedIn Corporation
LNKD
$4K ﹤0.01%
39
+29
+290% +$4.26K
37 38
39
40 41

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.