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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
951
LPL Financial
LPLA
$28.6B
$3K ﹤0.01%
79
– –
MSCI icon
952
MSCI
MSCI
$40.9B
$3K ﹤0.01%
47
– –
OVV icon
953
Ovintiv
OVV
$16.4B
$3K ﹤0.01%
+146
New +$5.34K
PEG icon
954
Public Service Enterprise Group
PEG
$37.7B
$3K ﹤0.01%
96
– –
PINC
955
DELISTED
Premier
PINC
$3K ﹤0.01%
+100
New +$3.48K
PJT icon
956
PJT Partners
PJT
$4.38B
$3K ﹤0.01%
+140
New +$3.21K
PPL
957
PPL Corp
PPL
$26.7B
$3K ﹤0.01%
100
-94
-48% -$3.17K
RWL icon
958
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$3K ﹤0.01%
100
– –
ST icon
959
Sensata Technologies
ST
$6.79B
$3K ﹤0.01%
73
– –
SSYS icon
960
Stratasys
SSYS
$774M
$3K ﹤0.01%
130
– –
THC icon
961
Tenet Healthcare
THC
$21.1B
$3K ﹤0.01%
101
– –
VCIT icon
962
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$3K ﹤0.01%
47
– –
VOE icon
963
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$3K ﹤0.01%
37
– –
WTM icon
964
White Mountains Insurance
WTM
$5.13B
$3K ﹤0.01%
5
– –
MFD
965
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$3K ﹤0.01%
338
– –
BKCC
966
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
ECOM
967
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$3K ﹤0.01%
234
– –
MNDT
968
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3K ﹤0.01%
163
-100
-38% -$2.51K
BGG
969
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
WBC
970
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
LPT
971
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
+100
New +$3.31K
UPL
972
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$3K ﹤0.01%
1,500
– –
FCE.A
973
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$3K ﹤0.01%
177
– –
LGF
974
DELISTED
Lions Gate Entertainment
LGF
$3K ﹤0.01%
122
– –
CVC
975
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$3K ﹤0.01%
110
– –
37 38
39
40 41

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6M
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RFA
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.