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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI.WS
951
DELISTED
Kinder Morgan Inc
KMI.WS
$3K ﹤0.01%
3,363
– –
LNKD
952
DELISTED
LinkedIn Corporation
LNKD
$3K ﹤0.01%
17
-1
-6% -$199
ACGL icon
953
Arch Capital
ACGL
$33.6B
$2K ﹤0.01%
108
– –
AMG icon
954
Affiliated Managers Group
AMG
$9.76B
$2K ﹤0.01%
14
-9
-39% -$1.77K
APA icon
955
APA Corp
APA
$13.2B
$2K ﹤0.01%
54
+23
+74% +$1.05K
CIB icon
956
Grupo Cibest SA
CIB
$21.1B
$2K ﹤0.01%
60
– –
CIG icon
957
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,407
+490
+26% +$637
CNQ icon
958
Canadian Natural Resources
CNQ
$93.8B
$2K ﹤0.01%
211
-310
-60% -$3.41K
CPRT icon
959
Copart
CPRT
$27.5B
$2K ﹤0.01%
672
– –
ESI icon
960
Element Solutions
ESI
$9.23B
$2K ﹤0.01%
+177
New +$3.65K
ETSY icon
961
Etsy
ETSY
$7.85B
$2K ﹤0.01%
+200
New +$3.14K
FDS icon
962
Factset
FDS
$10.2B
$2K ﹤0.01%
17
– –
FEX icon
963
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
GDXJ icon
964
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
IGLB icon
965
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$2K ﹤0.01%
51
– –
INDA icon
966
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
+100
New +$2.94K
IONS icon
967
Ionis Pharmaceuticals
IONS
$9.4B
$2K ﹤0.01%
55
– –
KEYS icon
968
Keysight
KEYS
$58.3B
$2K ﹤0.01%
76
– –
LEN icon
969
Lennar Class A
LEN
$21.2B
$2K ﹤0.01%
+46
New +$2.26K
LYV icon
970
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
91
– –
MDXG icon
971
MiMedx Group
MDXG
$633M
$2K ﹤0.01%
300
– –
MSCI icon
972
MSCI
MSCI
$40.9B
$2K ﹤0.01%
47
– –
PGR icon
973
Progressive
PGR
$125B
$2K ﹤0.01%
73
-10
-12% -$302
RHI icon
974
Robert Half
RHI
$4.37B
$2K ﹤0.01%
49
– –
RSPH icon
975
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
180
– –
37 38
39
40 41

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.