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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGG
951
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
+181
New +$3.54K
S
952
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
601
+104
+21% +$500
USG
953
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
P
954
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
200
– –
RGC
955
DELISTED
Regal Entertainment Group
RGC
$3K ﹤0.01%
+150
New +$3.23K
CAB
956
DELISTED
Cabela's Inc
CAB
$3K ﹤0.01%
51
-300
-85% -$15.9K
PWE
957
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
1,700
– –
GM.WS.A
958
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3K ﹤0.01%
109
– –
UTIW
959
DELISTED
UTI WORLDWIDE INC
UTIW
$3K ﹤0.01%
300
– –
STH
960
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$3K ﹤0.01%
+102
New +$3K
ACGL icon
961
Arch Capital
ACGL
$33.6B
$2K ﹤0.01%
+108
New +$2.29K
AOD
962
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AOS icon
963
A.O. Smith
AOS
$8.7B
$2K ﹤0.01%
48
– –
APA icon
964
APA Corp
APA
$13.3B
$2K ﹤0.01%
31
+2
+7% +$126
AWI icon
965
Armstrong World Industries
AWI
$7.84B
$2K ﹤0.01%
+33
New +$1.84K
AZN icon
966
AstraZeneca
AZN
$250B
$2K ﹤0.01%
33
-50
-60% -$3.42K
BCS icon
967
Barclays
BCS
$94.1B
$2K ﹤0.01%
125
-1
-0.8% -$15
CE icon
968
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
DBRG icon
969
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
+27
New +$2.29K
DLB icon
970
Dolby
DLB
$5.79B
$2K ﹤0.01%
+49
New +$1.94K
DNOW icon
971
DNOW Inc
DNOW
$3.02B
$2K ﹤0.01%
110
+60
+120% +$1.37K
GDXJ icon
972
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
HII icon
973
Huntington Ingalls Industries
HII
$12.8B
$2K ﹤0.01%
+17
New +$2.16K
HYT icon
974
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2K ﹤0.01%
161
– –
KEYS icon
975
Keysight
KEYS
$58.3B
$2K ﹤0.01%
+76
New +$2.6K
37 38
39
40 41

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.