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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
951
iShares TIPS Bond ETF
TIP
$14.5B
– –
-10
Closed -$1K
UIS icon
952
Unisys
UIS
$210M
$0 ﹤0.01%
7
– –
VALE icon
953
Vale
VALE
$62.6B
$0 ﹤0.01%
+26
New +$351
VIAV icon
954
Viavi Solutions
VIAV
$10B
$0 ﹤0.01%
+4
New +$27
VOX icon
955
Vanguard Communication Services ETF
VOX
$5.73B
– –
-19
Closed -$2K
X
956
DELISTED
US Steel
X
– –
-500
Closed -$14K
XLP icon
957
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-151
Closed -$7K
ZTS icon
958
Zoetis
ZTS
$32.4B
– –
-1,000
Closed -$29K
TPC
959
Tutor Perini Cor
TPC
$5.03B
$0 ﹤0.01%
5
– –
AVTA
960
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
TA
961
DELISTED
TravelCenters of America LLC
TA
$0 ﹤0.01%
4
– –
PBCT
962
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
CCMP
963
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$0 ﹤0.01%
10
– –
JCP
964
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
ASNA
965
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
0
– –
WFT
966
DELISTED
Weatherford International plc
WFT
– –
-333
Closed -$6K
GPT
967
DELISTED
Gramercy Property Trust
GPT
$0 ﹤0.01%
+24
New +$399
FCRE
968
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
ACTA
969
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
+1
New +$20
WBMD
970
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
UTEK
971
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
SBY
972
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-195
Closed -$3K
ELNK
973
DELISTED
EarthLink Holdings Corp.
ELNK
$0 ﹤0.01%
100
– –
IQNT
974
DELISTED
Inteliquent, Inc.
IQNT
$0 ﹤0.01%
30
– –
HNR
975
DELISTED
Harvest Natural Resources
HNR
– –
-125
Closed -$2K
37 38
39
40 41

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.