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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TQQQ icon
926
ProShares UltraPro QQQ
TQQQ
$36.7B
$28K ﹤0.01%
1,268
+708
+126% +$16.7K
TTEK icon
927
Tetra Tech
TTEK
$9.06B
$28K ﹤0.01%
1,040
+25
+2% +$662
WFH
928
DELISTED
Direxion Work From Home ETF
WFH
$28K ﹤0.01%
423
-2,625
-86% -$184K
ARVL
929
DELISTED
Arrival Ordinary Shares
ARVL
$28K ﹤0.01%
+36
New +$35.4K
ANF icon
930
Abercrombie & Fitch
ANF
$5.24B
$27K ﹤0.01%
800
– –
NVAX icon
931
Novavax
NVAX
$1.31B
$27K ﹤0.01%
+152
New +$30.3K
PRNT icon
932
The 3D Printing ETF
PRNT
$65.3M
$27K ﹤0.01%
705
-250
-26% -$10K
TECH icon
933
Bio-Techne
TECH
$11.2B
$27K ﹤0.01%
288
– –
VRSN icon
934
VeriSign
VRSN
$26B
$27K ﹤0.01%
137
+9
+7% +$1.77K
COUP
935
DELISTED
Coupa Software Incorporated
COUP
$27K ﹤0.01%
109
+44
+68% +$13.9K
CCK icon
936
Crown Holdings
CCK
$13.1B
$26K ﹤0.01%
270
– –
CIEN icon
937
Ciena
CIEN
$54.9B
$26K ﹤0.01%
489
+450
+1,154% +$24.2K
CQP icon
938
Cheniere Energy
CQP
$32.2B
$26K ﹤0.01%
636
– –
DOL icon
939
WisdomTree True Developed International Fund
DOL
$843M
$26K ﹤0.01%
552
– –
EFR
940
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$26K ﹤0.01%
1,906
+6
+0.3% +$81
EQR icon
941
Equity Residential
EQR
$24.4B
$26K ﹤0.01%
365
– –
FICO icon
942
Fair Isaac
FICO
$22.4B
$26K ﹤0.01%
+55
New +$26.1K
NEM icon
943
Newmont
NEM
$124B
$26K ﹤0.01%
439
– –
RBA icon
944
RB Global
RBA
$16.6B
$26K ﹤0.01%
454
+154
+51% +$9.03K
SCHO icon
945
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$26K ﹤0.01%
1,050
-1,516
-59% -$38.9K
TTI icon
946
TETRA Technologies
TTI
$1.31B
$26K ﹤0.01%
11,000
– –
VEEV icon
947
Veeva Systems
VEEV
$38.4B
$26K ﹤0.01%
100
-25
-20% -$6.96K
MXIM
948
DELISTED
Maxim Integrated Products
MXIM
$26K ﹤0.01%
287
-825
-74% -$75.7K
CHTR icon
949
Charter Communications
CHTR
$18.8B
$25K ﹤0.01%
41
– –
GSHD icon
950
Goosehead Insurance
GSHD
$2.32B
$25K ﹤0.01%
240
– –
36 37
38
39 40

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.